Malcolm K. Leslie
Professional summary
Malcolm Kirk Leslie, who also goes by Kirk Malcolm Leslie, M Kirk Leslie, Malcolm Kirk Leslie, Kirk Leslie, is a registered financial professional currently at JANUS HENDERSON DISTRIBUTORS US LLC located in Denver, Colorado.
Malcolm is registered as a RR (Registered Representative) and started their career in finance in 2000. Malcolm has worked at 12 firms and has passed the Series 63, Series 65, Series 66, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Malcolm Kirk Leslie's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 29, 2023 - Present
JANUS HENDERSON DISTRIBUTORS US LLC
Office #1: 151 Detroit Street, Denver, CO 80206February 19, 2019 - June 9, 2023
ENVESTNET PMC
August 25, 2014 - April 28, 2016
INCAPITAL DISTRIBUTORS LLC
August 6, 2014 - April 28, 2016
INSPEREX LLC
July 26, 2010 - August 5, 2014
ADVISORS ASSET MANAGEMENT, INC.
July 26, 2010 - August 5, 2014
ADVISORS ASSET MANAGEMENT, INC.
January 20, 2010 - July 16, 2010
CURIAN CLEARING, LLC
March 28, 2008 - July 16, 2010
CURIAN CAPITAL, LLC
March 28, 2008 - December 31, 2009
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
January 10, 2006 - December 31, 2007
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
June 30, 2005 - December 31, 2007
CURIAN CAPITAL, LLC
May 12, 2005 - December 31, 2005
INVESTMENT CENTERS OF AMERICA, INC.
April 30, 2003 - April 6, 2004
THE FIRST WASHINGTON FINANCIAL CORPORATION
February 26, 2002 - March 28, 2003
EQUITABLE ADVISORS, LLC
May 19, 2000 - December 3, 2001
MANULIFE WOOD LOGAN, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/30/2023)
(10/30/2023)
Exams
Series 7TO
Date: 9/29/2023
General Securities Representative ExaminationFINRA
Current Firm
JANUS HENDERSON DISTRIBUTORS US LLC
CRD#: 28832 / SEC#: , 8-43810
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JANUS HENDERSON INVESTORS US LLC | MANAGING MEMBER | |
| ANDERS, JOHANNA MARRIE | CHIEF COMPLIANCE OFFICER AND HEAD OF DISTRIBUTION COMPLIANCE (US) | 2350087 |
| CASHEL, WILLIAM S IV | HEAD OF BUSINESS DEVELOPMENT, PRIVACORE CAPITAL, LLC | 2870348 |
| CRAWFORD, BERG ASHTON | CHIEF ACCOUNTING OFFICER | 7933828 |
| FALCONER, PETER JOHN | ASSISTANT SECRETARY | 7218508 |
| GRAUERHOLZ, STEPHANIE LYNN | DEPUTY GENERAL COUNSEL | 4696390 |
| LACY, KARLENE J | GLOBAL HEAD OF TAX | 5073113 |
| MARIANI, KRISTIN BRETT | HEAD OF COMPLIANCE, NORTH AMERICA | 2740967 |
| ROSENBERG, MICHELLE ROSE | GENERAL COUNSEL, SECRETARY | 4735608 |
| SABA, STEVEN RICHARD | FINANCIAL AND OPERATIONS PRINCIPAL | 5847576 |
| SCHWEITZER, MICHAEL ALAN | PRESIDENT | 1940642 |
| UTZ, KATHRYN BRETTON | DEPUTY CHIEF COMPLIANCE OFFICER AND N.A. HEAD OF SALES PRACTICE COMPLIANCE | 3100695 |
Red Flags
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