Jason W. Shaw

BSC CAPITAL PARTNERS

West Des Moines, IA 50265

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CRD#: 4171619

Professional summary

Jason Wayne Shaw, who also goes by Jason W Shaw, is a registered financial advisor currently at BSC CAPITAL PARTNERS, LLC located in West Des Moines, Iowa.

Jason is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Jason has worked at 10 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jason W Shaw

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason Wayne Shaw's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 7, 2016 - Present

BSC CAPITAL PARTNERS, LLC

Office #1: 1031 Office Park Road Suite 4, West Des Moines, IA 50265

RIA

CRD#: 284338

West Des Moines, IA

Past

July 15, 2016 - November 3, 2016

CRD#: 130139

PLYMOUTH, MN

Past

June 2, 2009 - June 7, 2010

LPL FINANCIAL LLC

RIA

CRD#: 6413

WEST DES MOINES, IA

Past

June 2, 2009 - June 7, 2010

CRD#: 39543

WINDSOR HEIGHTS, IA

Past

May 3, 2000 - March 14, 2001

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Iowa
(10/7/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/25/2000

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 11/3/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/2/2000

General Securities Representative Examination

Current Firm

BSC CAPITAL PARTNERS, LLC

BOELMAN SHAW TAX AND FINANCIAL PLANNING | BSC CAPITAL PARTNERS, LLC

CRD#: 284338 / SEC#:

Iowa

Registered Investment Advisory firm - (10/7/2016 Approved)

Texas

Registered Investment Advisory firm - (2/23/2021 Conditional Restricted)

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Contact information

Main Address

1031 Office Park Road Suite 4, West Des Moines, IA 50265

Mailing Address

Phone number

(515) 225-1185

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	687
AUM (Assets Under Management)	$ 105,237,261

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jason W. Shaw

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason Wayne Shaw's CRS (Customer Relationship Summary).

Certified licenses

Experience

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

RDA FINANCIAL NETWORK

CAMBRIDGE INVESTMENT RESEARCH, INC.

VSR FINANCIAL SERVICES, INC.

VSR FINANCIAL SERVICES, INC.

WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

RDA FINANCIAL NETWORK

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

SUCCESSFUL RESOURCE MANAGEMENT, LTD.

CAMBRIDGE INVESTMENT RESEARCH, INC.

EQUITABLE ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/25/2000

SIE

Date: 11/3/2016

Series 7

Date: 5/2/2000

Current Firm

BSC CAPITAL PARTNERS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BSC CAPITAL PARTNERS, LLC

TRUST BUT VERIFY

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