Louis B. Harbour
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Louis Bryan Harbour, CFP®, who also goes by Louis B Harbour, Louis Bryan Harbour, Luis Diego Mena Quiros, Luis D Quiros, Luis Diego Quiros, was a registered financial professional .
Louis is a previously registered financial professional and started their career in finance in 2000. Louis had worked at 12 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2015
Experience
March 23, 2020 - April 1, 2024
PM SQUARED FINANCIAL
March 27, 2019 - December 23, 2019
MML INVESTORS SERVICES, LLC
January 24, 2019 - December 23, 2019
MML INVESTORS SERVICES, LLC
January 10, 2013 - September 14, 2015
PRINCIPAL SECURITIES, INC.
January 9, 2013 - September 14, 2015
PRINCIPAL SECURITIES, INC.
September 10, 2010 - January 6, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 3, 2010 - January 6, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 6, 2008 - August 30, 2010
NATIONWIDE INVESTMENT ADVISORS, LLC
October 12, 2006 - August 30, 2010
NATIONWIDE INVESTMENT SERVICES CORPORATION
March 1, 2006 - July 13, 2006
OSAIC FA, INC.
January 17, 2006 - April 6, 2006
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
January 17, 2006 - July 13, 2006
OSAIC FA, INC.
May 16, 2005 - December 31, 2005
FSC SECURITIES CORPORATION
November 21, 2003 - September 27, 2004
BANC ONE SECURITIES CORPORATION
May 16, 2001 - October 10, 2003
FIDELITY BROKERAGE SERVICES LLC
April 25, 2000 - April 6, 2001
J.P. SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PM SQUARED FINANCIAL
CRD#: 305206 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 84 |
| AUM (Assets Under Management) | $ 13,328,714 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
