RB
Robert J. Bohlert
CITIGROUP GLOBAL MARKETS
New York, NY 10013
Some features on this profile are disabled
CRD#: 4171503
RB
Professional summary
Robert J Bohlert, who also goes by Robert Joseph Bohlert, is a registered financial professional currently at CITIGROUP GLOBAL MARKETS INC. located in New York, New York and CITI PRIVATE ALTERNATIVES, LLC located in New York, New York.
Robert is registered as a RR (Registered Representative) and started their career in finance in 1995. Robert has worked at 6 firms and has passed the Series 63, SIE, Series 3, Series 7, Series 21, Series 25, Series 9, Series 10, Series 4, Series 24 and Series 14 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Robert Joseph Bohlert
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Robert J Bohlert's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 11, 2013 - Present
CITIGROUP GLOBAL MARKETS INC.
Office #1: Citi Private Bank 388 Greenwich Street 25th/29th Floor, New York, NY, 10013RIA
BD
CRD#: 7059
New York, NY
Current
March 28, 2017 - Present
CITI PRIVATE ALTERNATIVES, LLC
Office #1: Citi Private Bank 388 Greenwich Street 25th/29th Floor, New York, NY, 10013RIA
BD
CRD#: 153777
New York, NY
Past
August 23, 2010 - June 26, 2013
BARCLAYS CAPITAL INC.
BD
CRD#: 19714
NEW YORK, NY
Past
November 9, 2007 - September 8, 2010
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
Past
November 21, 2005 - October 12, 2007
BEAR HUNTER STRUCTURED PRODUCTS LLC
BD
CRD#: 111198
NEW YORK, NY
Past
July 19, 2001 - August 24, 2005
BEAR HUNTER STRUCTURED PRODUCTS LLC
BD
CRD#: 111198
NEW YORK, NY
Past
April 23, 2001 - July 19, 2001
BEAR WAGNER SPECIALISTS LLC
BD
CRD#: 32691
NEW YORK, NY
Past
August 1, 1995 - April 23, 2001
WSM HOLDINGS, L.L.C.
BD
CRD#: 31352
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/19/2013)
RR
Alaska(9/19/2013)
RR
Arizona(9/19/2013)
RR
Arkansas(9/19/2013)
RR
California(9/19/2013)
RR
Colorado(9/19/2013)
RR
Connecticut(9/19/2013)
RR
Delaware(9/19/2013)
RR
District of Columbia(9/19/2013)
RR
Florida(9/19/2013)
RR
Georgia(9/19/2013)
RR
Hawaii(9/19/2013)
RR
Idaho(9/19/2013)
RR
Illinois(9/19/2013)
RR
Indiana(9/19/2013)
RR
Iowa(9/19/2013)
RR
Kansas(9/19/2013)
RR
Kentucky(9/19/2013)
RR
Louisiana(9/19/2013)
RR
Maine(9/19/2013)
RR
Maryland(9/19/2013)
RR
Massachusetts(9/19/2013)
RR
Michigan(9/19/2013)
RR
Minnesota(9/19/2013)
RR
Mississippi(9/19/2013)
RR
Missouri(9/19/2013)
RR
Montana(9/19/2013)
RR
Nebraska(9/19/2013)
RR
Nevada(9/19/2013)
RR
New Hampshire(9/19/2013)
RR
New Jersey(9/19/2013)
RR
New Mexico(9/19/2013)
RR
New York(9/19/2013)
RR
North Carolina(9/20/2013)
RR
North Dakota(9/19/2013)
RR
Ohio(9/20/2013)
RR
Oklahoma(9/19/2013)
RR
Oregon(9/19/2013)
RR
Pennsylvania(9/19/2013)
RR
Puerto Rico(9/19/2013)
RR
Rhode Island(9/19/2013)
RR
South Carolina(9/19/2013)
RR
South Dakota(9/19/2013)
RR
Tennessee(9/19/2013)
RR
Texas(9/19/2013)
RR
Utah(9/19/2013)
RR
Vermont(9/19/2013)
RR
Virgin Islands(9/19/2013)
RR
Virginia(9/19/2013)
RR
Washington(9/19/2013)
RR
West Virginia(9/19/2013)
RR
Wisconsin(9/19/2013)
RR
Wyoming(9/19/2013)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 21
Date: 6/22/2000
NYSE Front Line Specialist ClerkGeneral Industry/Product Exam
RR
Series 25
Date: 11/3/1999
NYSE Trading Assistant ExaminationPrincipal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
24X National Exchange LLC
SRO Registrations
RR
BOX Exchange LLC
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe C2 Exchange, Inc.
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
Cboe Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
Long-Term Stock Exchange, Inc.
SRO Registrations
RR
MEMX LLC
SRO Registrations
RR
MIAX Emerald, LLC
SRO Registrations
RR
MIAX PEARL, LLC
SRO Registrations
RR
MIAX Sapphire
SRO Registrations
RR
Miami International Securities Exchange, LLC
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
NYSE National, Inc.
SRO Registrations
RR
NYSE Texas, Inc.
SRO Registrations
RR
Nasdaq BX, Inc.
SRO Registrations
RR
Nasdaq GEMX, LLC
SRO Registrations
RR
Nasdaq ISE, LLC
SRO Registrations
RR
Nasdaq MRX, LLC
SRO Registrations
RR
Nasdaq PHLX LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
CP
CITI PRIVATE ALTERNATIVES, LLC
CITI GLOBAL ADVISORY, LLC | CITI PRIVATE ALTERNATIVES, LLC | CITI PRIVATE ADVISORY,LLC | CITI PRIVATE ADVISORY, LLC | CITI GLOBAL ALTERNATIVES, LLC
CRD#: 153777 / SEC#: 801-71561, 8-69789
RIA
Registered Investment Advisory firm - SEC (6/30/2010 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
388 Greenwich Street 29th Floor, New York, NY 10013
Mailing Address
388 Greenwich Street 29th Floor, New York, NY 10013
Phone number
(212) 559-1000
Established
Delaware since 04/01/2010
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
95
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CITIGROUP INVESTMENT PARTNERS | MEMBER | |
| CONWAY, JOHN JAMES | PRINCIPAL FINANCIAL OFFICER (FINOP) | 1584619 |
| DE ANDRADE, ROBERTO CARLOS | MANAGER | 5841299 |
| JEAN-BAPTISTE, ALEX | CHIEF COMPLIANCE OFFICER | 6828963 |
| ODONNELL, DANIEL GLENN | MANAGER | 3160132 |
| ODONNELL, NIALL | PRINCIPAL OPERATIONS OFFICER | 6830897 |
| REMAK, MICHAEL DAVID | CEO/MANAGER | 2914374 |
Regulatory assets under management
| Total Number of Accounts | 183 |
| AUM (Assets Under Management) | $ 18,347,749,864 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
