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Alejandro Reyes

CRD# 4171454·Registered 2000 - 2012
Previously Registered: Being a previously registered professional could mean that Alejandro is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Alejandro Reyes was a registered financial advisor. Alejandro was a previously registered financial professional and started their career in finance 2000 - 2012. Alejandro had worked at 4 firms and has passed the Series 66, Series 63, Series 7 and Series 31 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

26 years in the financial services industry

Current & Past Employments

HALLIDAY FINANCIAL, LLC·CRD# 31741
BD
Albany, NY
February 17, 2011 - July 12, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
RIA
Albany, NY
December 10, 2008 - February 1, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
Albany, NY
November 6, 2008 - February 1, 2011
LEIGH BALDWIN & CO., LLC·CRD# 38751
BD
Cazenovia, NY
October 18, 2004 - August 2, 2005
MORGAN STANLEY DW INC.·CRD# 7556
BD
Purchase, NY
June 26, 2000 - October 18, 2002

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Current Firm

HF
HALLIDAY FINANCIAL, LLC

HALLIDAY FINANCIAL, LLC | HRC SERVICES, INC. | HRC INVESTMENT SERVICES, INC.

CRD#: 31741 / SEC#: 8-45529
BD
Broker-Dealer Firm Regulated by FINRA (Long Island district office)

Contact Information

Main Address

725 Glen Cove Avenue, Glen Head, NY 11545

Mailing Address

725 Glen Cove Anuene, Glen Head, NY 11545

Phone Number

(516) 671-1099

Established

New York since 05/13/2013

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (47 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
HRC INVESTMENT SERVICES, INC.DIRECT PARENT OF HALLIDAY FINANCIAL, LLC—
PINO, RACHEL HOLSTEFINOP, CCO, MANAGING MEMBER2381976

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Dec 2008About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 2000About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Nov 2008About the Series 7 exam

Series 31 — Futures Managed Funds Examination

Passed Jul 2000About the Series 31 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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