Jonathan M. Walker

PAUL WINKLER

Gallatin, TN 37066

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CRD#: 4171428

Professional summary

Jonathan Morris Walker, CFP® is a registered financial advisor currently at PAUL WINKLER, INC. located in Gallatin, Tennessee.

Jonathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Jonathan has worked at 3 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Morris Walker's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2007

Experience

Current

September 26, 2011 - Present

PAUL WINKLER, INC.

Office #1: 150 N Water Avenue, Gallatin, TN 37066

RIA

CRD#: 119342

Gallatin, TN

Past

January 12, 2006 - October 4, 2006

FIRST HORIZON ADVISORS, INC.

CRD#: 17117

CHATTANOOGA, TN

Past

February 3, 2004 - November 1, 2005

FIRST HORIZON ADVISORS, INC.

CRD#: 17117

MEMPHIS, TN

Past

July 19, 2000 - January 9, 2004

TRUIST INVESTMENT SERVICES, INC.

CRD#: 17499

ATLANTA, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PAUL WINKLER, INC.

PAUL WINKLER, INC. | THE INVESTOR COACH, INC. | RETIREMENT & INVESTMENT STRATEGIES, INC

CRD#: 119342 / SEC#: 801-128081

RIA

Registered Investment Advisory firm - (6/1/2023 Approved)

Alabama

Registered Investment Advisory firm - (7/26/2023 Terminated)

Arizona

Registered Investment Advisory firm - (7/26/2023 Terminated)

Arkansas

Registered Investment Advisory firm - (7/26/2023 Terminated)

California

Registered Investment Advisory firm - (8/25/2023 Terminated)

Florida

Registered Investment Advisory firm - (7/26/2023 Terminated)

Georgia

Registered Investment Advisory firm - (8/3/2023 Terminated)

Indiana

Registered Investment Advisory firm - (7/26/2023 Terminated)

Kentucky

Registered Investment Advisory firm - (7/26/2023 Terminated)

Louisiana

Registered Investment Advisory firm - (7/26/2023 Terminated)

Michigan

Registered Investment Advisory firm - (8/9/2023 Terminated)

Mississippi

Registered Investment Advisory firm - (7/26/2023 Terminated)

North Carolina

Registered Investment Advisory firm - (8/1/2023 Terminated)

Ohio

Registered Investment Advisory firm - (7/26/2023 Terminated)

Tennessee

Registered Investment Advisory firm - (7/27/2023 Terminated)

Texas

Registered Investment Advisory firm - (7/26/2023 Terminated)

Virginia

Registered Investment Advisory firm - (7/26/2023 Terminated)

Wisconsin

Registered Investment Advisory firm - (7/26/2023 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Alabama
(11/7/2019)

IAR

Arkansas
(1/31/2022)

IAR

California
(6/18/2015)

IAR

Florida
(8/2/2018)

IAR

Georgia
(9/14/2018)

IAR

Kentucky
(3/25/2016)

IAR

Mississippi
(10/18/2021)

IAR

Missouri
(4/19/2024)

IAR

North Carolina
(6/13/2020)

IAR

Tennessee
(9/26/2011)

IAR

Virginia
(1/28/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 7/27/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 7/18/2000

General Securities Representative Examination

Current Firm

PAUL WINKLER, INC.

PAUL WINKLER, INC. | THE INVESTOR COACH, INC. | RETIREMENT & INVESTMENT STRATEGIES, INC

CRD#: 119342 / SEC#: 801-128081

RIA

Registered Investment Advisory firm - (6/1/2023 Approved)

Alabama

Registered Investment Advisory firm - (7/26/2023 Terminated)

Arizona

Registered Investment Advisory firm - (7/26/2023 Terminated)

Arkansas

Registered Investment Advisory firm - (7/26/2023 Terminated)

California

Registered Investment Advisory firm - (8/25/2023 Terminated)

Florida

Registered Investment Advisory firm - (7/26/2023 Terminated)

Georgia

Registered Investment Advisory firm - (8/3/2023 Terminated)

Indiana

Registered Investment Advisory firm - (7/26/2023 Terminated)

Kentucky

Registered Investment Advisory firm - (7/26/2023 Terminated)

Louisiana

Registered Investment Advisory firm - (7/26/2023 Terminated)

Michigan

Registered Investment Advisory firm - (8/9/2023 Terminated)

Mississippi

Registered Investment Advisory firm - (7/26/2023 Terminated)

North Carolina

Registered Investment Advisory firm - (8/1/2023 Terminated)

Ohio

Registered Investment Advisory firm - (7/26/2023 Terminated)

Tennessee

Registered Investment Advisory firm - (7/27/2023 Terminated)

Texas

Registered Investment Advisory firm - (7/26/2023 Terminated)

Virginia

Registered Investment Advisory firm - (7/26/2023 Terminated)

Wisconsin

Registered Investment Advisory firm - (7/26/2023 Terminated)

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Contact information

Main Address

3050 Business Park Circle Suite 503, Goodlettsville, TN 37072

Mailing Address

Phone number

(615) 851-1950

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (29 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2025 ANNUAL AMENDMENT BROCHURE (7/10/2025)

Regulatory assets under management

Total Number of Accounts	2,559
AUM (Assets Under Management)	$ 1,168,234,280

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jonathan M. Walker

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Morris Walker's CRS (Customer Relationship Summary).

Certified licenses

Experience

PAUL WINKLER, INC.

FIRST HORIZON ADVISORS, INC.

FIRST HORIZON ADVISORS, INC.

TRUIST INVESTMENT SERVICES, INC.

Primary Firm SEC Registration

PAUL WINKLER, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 7/27/2000

Series 7

Date: 7/18/2000

Current Firm

PAUL WINKLER, INC.

Contact information

SEC notice filing (29 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PAUL WINKLER, INC.

TRUST BUT VERIFY

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