Marco J. Veissid
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marco Joseph Veissid was a registered financial professional .
Marco is a previously registered financial professional and started their career in finance in 2000. Marco had worked at 5 firms and has passed the Series 63, Series 7TO, SIE, Series 7, Series 3, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 31, 2017 - April 9, 2020
FRANKLIN DISTRIBUTORS, LLC
April 4, 2007 - December 31, 2009
DAVIS DISTRIBUTORS, LLC
May 30, 2003 - March 14, 2007
DEAM INVESTOR SERVICES, INC.
April 12, 2001 - May 30, 2003
DEUTSCHE BANK SECURITIES INC.
June 28, 2000 - March 7, 2001
FORUM FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 7/3/2022
General Securities Representative ExaminationCurrent Firm
FRANKLIN DISTRIBUTORS, LLC
CRD#: 109064 / SEC#: , 8-53089
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
