John H. Scott
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Hewitt Scott, who also goes by Maurice Francis Linclau, was a registered financial advisor .
John is a previously registered financial advisor and started their career in finance in 1973. John had worked at 16 firms and has passed the Series 66, Series 65, Series 63, Series 5, Series 000, Series 1, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 31, 2009 - October 8, 2010
GROVE POINT INVESTMENTS, LLC
November 13, 2006 - July 17, 2007
IFMG SECURITIES, INC.
April 26, 2005 - December 31, 2006
TCF INVESTMENTS, INC.
April 29, 2004 - January 5, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 13, 2004 - January 5, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 19, 2001 - February 20, 2003
MADISON CAPITAL INTERNATIONAL SECURITIES, LLC
April 24, 1991 - March 12, 1999
WALNUT STREET SECURITIES, INC.
November 27, 1989 - November 20, 1990
METCAP SECURITIES INC.
May 31, 1988 - August 15, 1989
KEOGLER, MORGAN & COMPANY, INC.
August 4, 1987 - April 14, 1988
MARANTETTE & CO
October 7, 1985 - July 14, 1987
DREXEL BURNHAM LAMBERT INCORPORATED
February 8, 1982 - October 14, 1985
E. F. HUTTON & COMPANY INC
November 26, 1979 - February 22, 1982
LEHMAN BROTHERS INC.
January 18, 1978 - November 26, 1979
LOEB PARTNERS
January 4, 1977 - January 18, 1978
LOEB RHOADES & CO. INC.
July 2, 1976 - January 4, 1977
LOEB, RHOADES & CO. INC.
December 24, 1973 - July 9, 1976
HORNBLOWER & WEEKS - HEMPHILL, NOYES INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 10/17/1981
Interest Rate Options ExaminationSeries 000
Date: 12/13/1973
General Securities Principal ExaminationSeries 1
Date: 12/13/1973
Registered Representative ExaminationCurrent Firm
GROVE POINT INVESTMENTS, LLC
CRD#: 1763 / SEC#: 801-undefined, 8-31165
Contact information
FINRA licenses (4 States and Territories)
Disclosures
| Regulatory Event | 17 |
| Arbitration | 3 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
