Gregory E. Jones

FORWARD INVESTMENT ADVISORS

MADISON, WI 53717

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CRD#: 4170634

Professional summary

Gregory Edward Jones is a registered financial advisor currently at FORWARD INVESTMENT ADVISORS, INC. located in Madison, Wisconsin.

Gregory is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Gregory has worked at 2 firms and has passed the Series 65 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Edward Jones's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 31, 2003 - Present

FORWARD INVESTMENT ADVISORS, INC.

Office #1: 702 N High Point Road, Suite 202, Madison, WI 53717

RIA

CRD#: 106143

MADISON, WI

Past

September 22, 2000 - March 19, 2001

IFG NETWORK SECURITIES, INC.

CRD#: 19948

ATLANTA, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Wisconsin
(1/31/2003)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/9/1999

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 9/20/2000

General Securities Representative Examination

Current Firm

FORWARD INVESTMENT ADVISORS, INC.

FORWARD INVESTMENT ADVISORS, INC. | UNGER CAPITAL MANAGEMENT, INC.

CRD#: 106143 / SEC#: 801-45584

RIA

Registered Investment Advisory firm - (5/13/2003 Terminated)

Wisconsin

Registered Investment Advisory firm - (4/7/2003 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

702 N High Point Road, Suite 202, Madison, WI 53717

Mailing Address

Phone number

(608) 833-9400

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	439
AUM (Assets Under Management)	$ 54,426,984

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Gregory E. Jones

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Edward Jones's CRS (Customer Relationship Summary).

Certified licenses

Experience

FORWARD INVESTMENT ADVISORS, INC.

IFG NETWORK SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 11/9/1999

Series 7

Date: 9/20/2000

Current Firm

FORWARD INVESTMENT ADVISORS, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FORWARD INVESTMENT ADVISORS, INC.

TRUST BUT VERIFY

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