James R. Scott
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Ronald Scott, who also goes by Ronnie Scott, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1973. James had worked at 5 firms and has passed the Series 65, Series 63, Series 1 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 23, 2009 - May 3, 2016
JRS INVESTMENTS INCORPORATED
March 27, 2006 - May 22, 2007
PURSHE KAPLAN STERLING INVESTMENTS
July 19, 2002 - June 27, 2003
TRIAD ADVISORS LLC
February 24, 1993 - August 14, 1996
WARD BRADFORD & CO., L.P.
March 19, 1973 - July 6, 2000
J.C. BRADFORD & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 3/14/1973
Registered Representative ExaminationSeries 40
Date: 10/26/1976
Registered Principal ExaminationCurrent Firm
JRS INVESTMENTS INCORPORATED
CRD#: 123080 / SEC#:
Contact information
Red Flags
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