Shakeel [. Dewji

AURORA INVESTMENT MANAGERS

NAPLES, FL 34103

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CRD#: 4170483

Professional summary

Shakeel [nmn] Dewji, who also goes by Shakeel Dewji, is a registered financial advisor currently at AURORA INVESTMENT MANAGERS, LLC located in Naples, Florida.

Shakeel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Shakeel has worked at 6 firms and has passed the Series 66, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Shakeel Dewji

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shakeel [nmn] Dewji's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 11, 2008 - Present

AURORA INVESTMENT MANAGERS, LLC

Office #1: 4850 Tamiami Trail N Suite 301, Naples, FL 34103

RIA

CRD#: 146325

NAPLES, FL

Past

June 9, 2006 - May 27, 2008

BOSTON ADVISORS, LLC

RIA

CRD#: 140059

BOSTON, MA

Past

June 28, 2004 - June 9, 2006

BOSTON ADVISORS, INC.

RIA

CRD#: 110981

BOSTON, MA

Past

February 6, 2001 - April 5, 2006

ADVEST, INC.

CRD#: 10

HARTFORD, CT

Past

September 25, 2000 - January 11, 2001

QUICK & REILLY, INC.

CRD#: 11217

NEW YORK, NY

Past

May 15, 2000 - September 25, 2000

FIS SECURITIES, INC.

CRD#: 30533

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AURORA INVESTMENT MANAGERS, LLC

CRD#: 146325 / SEC#: 801-68844

RIA

Registered Investment Advisory firm - (2/11/2008 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(7/9/2015)

IAR

Louisiana
(1/30/2023)

IAR

Massachusetts
(2/14/2008)

IAR

Texas
(2/11/2008)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/22/2000

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 5/11/2000

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/15/2000

General Securities Principal Examination

Current Firm

AURORA INVESTMENT MANAGERS, LLC

CRD#: 146325 / SEC#: 801-68844

RIA

Registered Investment Advisory firm - (2/11/2008 Approved)

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Contact information

Main Address

4850 Tamiami Trail N Suite 301, Naples, FL 34103

Mailing Address

Phone number

(617) 390-8001

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

AURORA INVESTMENT MANAGERS, LLC ADV BROCHURE (1/31/2025)

Regulatory assets under management

Total Number of Accounts	444
AUM (Assets Under Management)	$ 323,276,394

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Shakeel [. Dewji

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shakeel [nmn] Dewji's CRS (Customer Relationship Summary).

Certified licenses

Experience

BOSTON ADVISORS, LLC

BOSTON ADVISORS, INC.

ADVEST, INC.

QUICK & REILLY, INC.

FIS SECURITIES, INC.

Primary Firm SEC Registration

AURORA INVESTMENT MANAGERS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/22/2000

Series 7

Date: 5/11/2000

Series 24

Date: 5/15/2000

Current Firm

AURORA INVESTMENT MANAGERS, LLC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

AURORA INVESTMENT MANAGERS, LLC

TRUST BUT VERIFY

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