James H. Scott
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Hurd Scott was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1980. James had worked at 6 firms and has passed the Series 65, Series 63, PC, Series 000, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 24, 2010 - June 30, 2025
EAGLE WEALTH MANAGEMENT, LLC
June 21, 2004 - March 25, 2005
JAMES H. SCOTT DBA ENCORE INVESTMENT MANAGEMENT
July 1, 1994 - April 3, 2001
UBS FINANCIAL SERVICES INC.
December 3, 1990 - July 12, 1994
THE CHICAGO CORPORATION
August 20, 1988 - November 26, 1990
CHAUNER SECURITIES, INC.
July 10, 1980 - June 7, 1988
WILLIAM BLAIR
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
PC
Date: 6/6/1980
AMEX Put and Call ExamSeries 000
Date: 5/26/1966
General Securities Principal ExaminationSeries 1
Date: 5/26/1966
Registered Representative ExaminationCurrent Firm
EAGLE WEALTH MANAGEMENT, LLC
CRD#: 152934 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 8 |
| AUM (Assets Under Management) | $ 8,841,656 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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