Jennifer L. Mcnulty
Professional summary
Jennifer Lea Mcnulty, who also goes by Jennifer Lea Olsen, is a registered financial professional currently at AXOS CLEARING LLC located in Centennial, Colorado.
Jennifer is registered as a RR (Registered Representative) and started their career in finance in 2000. Jennifer has worked at 10 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jennifer Lea Mcnulty's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 26, 2021 - Present
AXOS CLEARING LLC
Office #1: 7103 S Revere Parkway, Centennial, CO 80112November 15, 2021 - April 26, 2023
AXOS INVEST, INC
August 27, 2019 - December 31, 2020
HARRISDIRECT LLC
August 27, 2019 - December 31, 2020
E*TRADE SECURITIES LLC
November 8, 2017 - July 20, 2018
A & I WEALTH MANAGEMENT
November 7, 2017 - July 20, 2018
GENEOS WEALTH MANAGEMENT, INC.
November 8, 2005 - January 7, 2016
STEPHENS
November 8, 2005 - January 7, 2016
STEPHENS
July 1, 2003 - November 1, 2005
WELLS FARGO CLEARING SERVICES, LLC
July 1, 2003 - November 1, 2005
WELLS FARGO CLEARING SERVICES, LLC
September 26, 2001 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
May 16, 2001 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
November 15, 2000 - April 26, 2001
TEJAS SECURITIES GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/26/2021)
Exams
BOX Exchange LLC
Cboe BZX Exchange, Inc.
FINRA
Investors' Exchange LLC
Miami International Securities Exchange, LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE Texas, Inc.
Nasdaq ISE, LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
AXOS CLEARING LLC
CRD#: 117176 / SEC#: , 8-53595
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AXOS SECURITIES, LLC | SOLE OWNER | |
| CROW, DAVID MICHAEL | PRESIDENT, AXOS CLEARING, LLC | 4370102 |
| FAUCHER, KATHY NOEL | AML OFFICER | 6323326 |
| GREEN, HOWARD MICHAEL | CHIEF FINANCIAL OFFICER | 2535812 |
| KINSELLA, SHAWN ROBERT | CHIEF COMPLIANCE OFFICER | 5793966 |
| PLUMMER, JEFFREY KENT | PRINCIPAL OPERATIONS OFFICER | 4576783 |
| SHIRMANG, STEPHEN LOWELL | CHIEF OPERATIONS OFFICER | 3083416 |
Disclosures
| Regulatory Event | 13 |
Red Flags
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