SW
Stephen B. White
GWN SECURITIES
Owasso, OK 74055
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CRD#: 4169983
SW
Professional summary
Stephen Brett White, AIF® is a registered financial advisor currently at GWN SECURITIES INC. located in Owasso, Oklahoma.
Stephen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Stephen has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
DBA-FOCUS FINANCIAL ADVISORS/COLA BLANCA DEER COMPANY, OWNER, RAISE/BUY/SELL DEER, PO BOX 550, CATOOSA, OK 74015, START 4/1/2006, TIME 1% INCOME 1%/FOUR ICE GUYS, PARTNER, ICE MACHINES, PO BOX 550, CATOOSA, OK 74015, START 12/15/2011, TIME 1% INCOME 1%/MISC LIFE, HEALTH & ANNUITIES-LIST ON FILE, TIME 5%, INCOME 5% LIMELIGHT VIDEOS POSITION: CONSULTANT NATURE: PRODUCE SPORTS VIDEOS OF ATHELETES INVESTMENT RELATED: NO NUMBER OF HOURS: 3 INVESTMENT RELATED HOURS: 1 START DATE: 08/15/2013 ADDRESS: 2208 N YELLOWWOOD AVE, BROKEN ARROW OK 74012 DESCRIPTION: HELPING GET SPORTS VIDEO COMPANY GOING MOSTLY PR STUFF. HANDING CARDS TALKING TO PEOPLE. C&P MOBILES POSITION: PART OWNER NATURE: BUYING AND RENTING MOBILE HOMES WITH MY DAUGHTER INVESTMENT RELATED: NO NUMBER OF HOURS: 1 INVESTMENT RELATED HOURS: 1 START DATE: 08/23/2013 ADDRESS: PO BOX 550, CATOOSA OK 74015 DESCRIPTION: BUYING AND RENTING MOBILE HOMES. REFUGE AT NOWHERE POSITION: Owner NATURE: Farm INVESTMENT RELATED: No START DATE: 2023-02-14 NUMBER OF HOURS: 3 hours per month SECURITIES TRADING HOURS: 0 hours per month during trading hours ADDRESS: PO BOX 7, Owasso, OK 74055 DESCRIPTION: 25% owner of a farm and hunting property TEN-NINE TECHNOLOGIES POSITION: Investor NATURE: Technology INVESTMENT RELATED: Is Not Investment Related START DATE: 2023-06-05 NUMBER OF HOURS: 0 hours per month SECURITIES TRADING HOURS: 0 hours per month during trading hours ADDRESS: PO BOX 7 Owasso, OK 74055 DESCRIPTION: Investor in a new technology company. Investor only.
CRS (Client Relationship Summary) - RIA
Click below to view Stephen Brett White's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Stephen Brett White's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
January 2, 2013 - Present
GWN SECURITIES INC.
Office #1: 14501 E. 89th St. N., Owasso, OK 74055RIA
BD
CRD#: 128929
Owasso, OK
Current
January 2, 2013 - Present
GWN SECURITIES INC.
Office #1: 14501 E. 89th St. N., Owasso, OK 74055RIA
BD
CRD#: 128929
Owasso, OK
Past
January 6, 2011 - January 2, 2013
LEGEND ADVISORY, LLC
RIA
CRD#: 104761
CATOOSA, OK
Past
July 3, 2002 - January 2, 2013
LEGEND EQUITIES CORPORATION
BD
CRD#: 30999
CATOOSA, OK
Past
June 10, 2002 - July 8, 2002
INTERVEST INTERNATIONAL EQUITIES CORPORATION
BD
CRD#: 20289
COLORADO SPRINGS, CO
Past
May 15, 2000 - June 10, 2002
CONSECO SECURITIES, INC.
BD
CRD#: 29367
CARMEL, IN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GS
GWN SECURITIES INC.
GLOBAL WORLD NETWORK SECURITIES | GWN SECURITIES INC. | GLOBAL WORLD NETWORK SECURITIES INC.
CRD#: 128929 / SEC#: 801-62547, 8-66185
RIA
Registered Investment Advisory firm - SEC (1/2/2004 Approved)Wyoming
Registered Investment Advisory firm - SEC (6/30/2020 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arkansas(11/20/2013)
RR
California(1/11/2024)
RR
Colorado(12/5/2018)
RR
Florida(7/2/2020)
RR
Illinois(6/11/2024)
RR
Kansas(7/26/2024)
RR
Michigan(4/26/2018)
RR
North Carolina(7/14/2021)
RR
Oklahoma(1/2/2013)
IAR
Oklahoma(1/2/2013)
RR
Texas(1/2/2013)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
GS
GWN SECURITIES INC.
GLOBAL WORLD NETWORK SECURITIES | GWN SECURITIES INC. | GLOBAL WORLD NETWORK SECURITIES INC.
CRD#: 128929 / SEC#: 801-62547, 8-66185
RIA
Registered Investment Advisory firm - SEC (1/2/2004 Approved)Wyoming
Registered Investment Advisory firm - SEC (6/30/2020 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information
Main Address
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764
Mailing Address
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764
Phone number
(561) 472-2700
Established
Florida since 05/12/1999
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
744
SEC notice filing (52 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WORLD INVESTMENT NETWORK | OWNER | |
| BORNHEIMER, LAURA JEANETTE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/ROSFP | 1769643 |
| CORBIN, BRAD JEFFREY | SENIOR VICE PRESIDENT OF BUSINESS DEVELOPMENT AND MARKETING | 1754065 |
| RITTMAN, BARRY RICHARD | CFO FINOP VP | 1997994 |
| WALSH, DENIS STEPHEN | CEO/EXEC DIRECTOR/ MUNICIPAL PRINCIPAL, PRESIDENT | 1124278 |
| WALSH, MARY THERESE | SECRETARY | 2829444 |
Regulatory assets under management
| Total Number of Accounts | 64,207 |
| AUM (Assets Under Management) | $ 3,650,274,405 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
GWN SECURITIES INC.
CRD#: 128929Owasso, OK 74055TRUST BUT VERIFY
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