Michael J. Enochson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael James Enochson was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2000. Michael had worked at 4 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 16, 2011 - March 31, 2012
MORGAN KEEGAN & COMPANY, LLC
September 16, 2011 - March 31, 2012
MORGAN KEEGAN & COMPANY, LLC
January 3, 2011 - June 13, 2011
WELLS FARGO CLEARING SERVICES, LLC
January 3, 2011 - June 13, 2011
WELLS FARGO CLEARING SERVICES, LLC
December 15, 2009 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
December 15, 2009 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
May 19, 2008 - December 17, 2009
WELLS FARGO CLEARING SERVICES, LLC
April 2, 2008 - December 17, 2009
WELLS FARGO CLEARING SERVICES, LLC
November 13, 2001 - March 5, 2008
BANC OF AMERICA INVESTMENT SERVICES, INC.
June 12, 2000 - February 9, 2001
BANC OF AMERICA INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MORGAN KEEGAN & COMPANY, LLC
CRD#: 4161 / SEC#: 801-19665, 8-15001
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| RAYMOND JAMES FINANCIAL, INC. | PARENT | |
| BARKLEY, JOSEPH CLARENCE | OPERATIONS MANAGER - MANAGING DIRECTOR | 1373033 |
| BEAUPREZ, JACQUELINE ANN | CHIEF COMPLIANCE OFFICER / BROKER DEALER | 4075012 |
| CARSON, JOHN CONGLETON JR | CEO | 1307784 |
| FRANZ, RICHARD BONAFIELD II | CHIEF FINANCIAL OFFICER & TREASURER | 1402348 |
| MATECKI, PAUL LOUIS | GENERAL COUNSEL | 1173122 |
Disclosures
| Regulatory Event | 86 |
| Civil Event | 9 |
| Arbitration | 173 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
