Toni P. Moninger
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Toni P Moninger, who also goes by Toni P. Moninger, Toni Irene Painter, was a registered financial professional .
Toni is a previously registered financial professional and started their career in finance in 2003. Toni had worked at 10 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 11, 2015 - January 8, 2019
CHESTERBROOK CAPITAL
August 25, 2014 - May 29, 2015
ACADEMY SECURITIES, INC.
September 15, 2010 - October 8, 2012
LINCOLN FINANCIAL DISTRIBUTORS, INC.
January 6, 2010 - August 31, 2010
DELAWARE CAPITAL MANAGEMENT ADVISERS, INC
January 5, 2010 - August 31, 2010
DELAWARE DISTRIBUTORS, L.P.
May 31, 2007 - December 31, 2009
LINCOLN FINANCIAL DISTRIBUTORS, INC.
May 31, 2007 - December 31, 2009
LINCOLN FINANCIAL DISTRIBUTORS, INC.
February 8, 2006 - April 10, 2007
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC
June 20, 2005 - November 18, 2005
GUGGENHEIM INVESTMENTS
June 20, 2005 - November 18, 2005
GUGGENHEIM FUNDS DISTRIBUTORS, LLC
October 6, 2004 - July 20, 2005
OLD MUTUAL INVESTMENT PARTNERS
November 26, 2003 - September 27, 2004
GPC SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CHESTERBROOK CAPITAL
CRD#: 104395 / SEC#: , 8-52857
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MAGIS CAPITAL PARTNERS LLC | PARENT | |
| BARTON, JAMES JOSEPH | CHIEF EXECUTIVE OFFICER / CHIEF COMPLIANCE OFFICER | 4692910 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
