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Christopher T. Garvin

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CRD#: 4169745
CG

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Christopher Todd Garvin was a registered financial professional .

Christopher is a previously registered financial professional and started their career in finance in 2000. Christopher had worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

September 12, 2014 - November 30, 2015

W3 WEALTH ADVISORS, LLC

RIA
CRD#: 129549
AKRON, OH
Past

August 4, 2014 - September 30, 2015

VALMARK ADVISERS, INC.

RIA
CRD#: 108050
WARREN, OH
Past

August 4, 2014 - September 29, 2015

VALMARK SECURITIES, INC.

BD
CRD#: 31243
WARREN, OH
Past

October 20, 2005 - August 8, 2014

NEW ENGLAND SECURITIES

RIA
CRD#: 615
DUBLIN, OH
Past

May 8, 2000 - August 8, 2014

NEW ENGLAND SECURITIES

BD
CRD#: 615
DUBLIN, OH

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 9/4/2001
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam

Current Firm


WW
W3 WEALTH ADVISORS, LLC
THE EVERGREEN GROUP, LLC | W3 WEALTH ADVISORS, LLC | W3 WEALTH ADVISORS

CRD#: 129549 / SEC#:

Ohio
Registered Investment Advisory firm - (1/8/2008 Approved)
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Contact information


Main Address
301 Springside Drive, Akron, OH 44333
Mailing Address
Phone number
(330) 836-3805
Established
Firm type
Fiscal year end
# of Employees
25

Documents


Latest Form ADV

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


W3 WEALTH ADVISORS, LLC

CRD#: 129549

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