Ryan Lee
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ryan Lee, CFP®, who also goes by Ryan Sanghak Lee, was a registered financial professional .
Ryan is a previously registered financial professional and started their career in finance in 2000. Ryan had worked at 10 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 22, 2023 - December 31, 2023
BRIDGEWAY WEALTH PARTNERS, LLC
August 5, 2019 - June 24, 2021
SANTANDER SECURITIES LLC
July 1, 2019 - June 24, 2021
SANTANDER SECURITIES LLC
July 13, 2018 - December 12, 2018
FIDELITY PERSONAL AND WORKPLACE ADVISORS
July 6, 2012 - July 13, 2018
STRATEGIC ADVISERS LLC
May 14, 2012 - December 12, 2018
FIDELITY BROKERAGE SERVICES LLC
October 23, 2009 - May 1, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 23, 2009 - May 1, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 15, 2008 - October 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
July 9, 2008 - October 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
May 29, 2007 - July 24, 2008
CITIGROUP GLOBAL MARKETS INC.
May 29, 2007 - July 24, 2008
CITIGROUP GLOBAL MARKETS INC.
November 12, 2004 - May 29, 2007
CITICORP INVESTMENT SERVICES
October 26, 2000 - May 29, 2007
CITICORP INVESTMENT SERVICES
July 28, 2000 - November 10, 2000
JANNEY MONTGOMERY SCOTT LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 8/3/2022
General Securities Representative ExaminationCurrent Firm
BRIDGEWAY WEALTH PARTNERS, LLC
CRD#: 299810 / SEC#: 801-114569
Contact information
Regulatory assets under management
| Total Number of Accounts | 516 |
| AUM (Assets Under Management) | $ 146,668,357 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
