RR
Ryan C. Redfern
SHADOWRIDGE ASSET MANAGEMENT
Austin, TX 78746
Some features on this profile are disabled
CRD#: 4169279
RR
Professional summary
Ryan Charles Redfern, ChFC® is a registered financial advisor currently at SHADOWRIDGE ASSET MANAGEMENT, LLC located in Austin, Texas and RGB CAPITAL GROUP located in Austin, Texas.
Ryan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Ryan has worked at 6 firms and has passed the Series 66, Series 63, Series 3, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) NATIONAL ASSOCIATION OF ACTIVE INVESTMENT MANAGERS; NOT INVESTMENT-RELATED; AUSTIN, TEXAS 78716; CHAIRMAN; STARTED APRIL 2018; APPROXIMATELY 3 - 5 HOURS/MONTH, ZERO HOURS DURING SECURITIES TRADING HOURS.'] 2) INDEPENDENT INSURANCE AGENT; STARTED 01/2009; APPROXIMATELY 1% OF TIME SPENT IN THIS BUSINESS; LIFE INS. SALES. 3) WHATSAYYOU RECORDS, LLC; NOT INVESTMENT-RELATED; PO BOX 160061, AUSTIN, TEXAS 78716; MUSIC PUBLISHING & LICENSING; PARTNER; STARTED MARCH 2014; APPROXIMATELY 3 - 5 HOURS PER MONTH (WEEKENDS); ZERO HOURS DURING SECURITIES TRADING HOURS. 4) SHADOWRIDGE CAPITAL, LLC, INVESTMENT RELATED, 1001 S. CAPITAL OF TEXAS HIGHWAY, M-100 AUSTIN, TX 78746, COMMODITY POOL MANAGEMENT, MANAGER/OWNER, NOVEMBER 2021, 10 HOURS/MONTH, 5 HOURS PER MONTH DURING TRADING HOURS, COMPANY MANAGEMENT AND TRADING 5) INTERFAITH ARTS COUNCIL; NOT INVESTMENT-RELATED; AUSTIN, TEXAS 78716; NON-PROFIT; TREASURER; STARTED MAY 2016; APPROXIMATELY 3 - 5 HOURS/MONTH, ZERO HOURS DURING SECURITIES TRADING HOURS. 6) WHACKBAT HOLDINGS, LLC; NOT INVESTMENT-RELATED; PO BOX 160061, AUSTIN, TEXAS 78716; PERSONAL REAL ESTATE HOLDINGS; MEMBER/MANAGER; STARTED JANUARY 2020; APPROXIMATELY 1 HOUR/MONTH, 1 HOUR/MONTH DURING SECURITIES TRADING HOURS. 7) CBR MANAGEMENT CORP; PO BOX 160061, AUSTIN, TX 78716; PRESIDENT; STARTED 3/2000; APPROXIMATELTY 2 HOURS/MONTH. 8) REDFERN MANAGEMENT CORP; CO-OWNER; AUSTIN, TX; STARTED 12/2012. 9) SIX AND ONE, LTD; CO-OWNER; AUSTIN, TX; STARTED 08/2005. 10) AXOS ADVISOR SERVICES; INVESTMENT-RELATED; 7103 S REVERE PARKWAY, CENTENNIAL, CO 80112; CUSTODIAN; CLIENT ADVISORY BOARD; STARTED 06/2024; APPROXIMATELY 4 HOURS PER MONTH, ZERO HOURS DURING SECURITIES HOURS; GIVE FEEDBACK ON AXOS SERVICES AND OFFERINGS, PRODUCT ENHANCEMENTS, AND POSSIBLE NEW PRODUCTS.
CRS (Client Relationship Summary) - RIA
Click below to view Ryan Charles Redfern's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
May 4, 2012 - Present
SHADOWRIDGE ASSET MANAGEMENT, LLC
Office #1: 1001 S. Capital Of Texas Highway M-100, Austin, TX 78746RIA
CRD#: 162066
Austin, TX
Current
April 15, 2024 - Present
RGB CAPITAL GROUP
Office #1: 1001 S. Capital Of Texas Highway M-100, Austin, TX 78746RIA
CRD#: 150420
Austin, TX
Past
June 12, 2006 - May 3, 2012
LINCOLN INVESTMENT
RIA
CRD#: 519
AUSTIN, TX
Past
June 12, 2006 - May 3, 2012
LINCOLN INVESTMENT
BD
CRD#: 519
AUSTIN, TX
Past
May 20, 2005 - June 12, 2006
MM ASCEND LIFE INVESTOR SERVICES, LLC
RIA
CRD#: 36451
CINCINNATI, OH
Past
February 15, 2005 - June 12, 2006
MM ASCEND LIFE INVESTOR SERVICES, LLC
BD
CRD#: 36451
CINCINNATI, OH
Past
January 10, 2005 - May 19, 2005
PMG ASSET MANAGEMENT INC
RIA
CRD#: 110825
AUSTIN, TX
Past
March 27, 2003 - February 15, 2005
PMG SECURITIES CORPORATION
BD
CRD#: 27107
ELGIN, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
SHADOWRIDGE ASSET MANAGEMENT, LLC
SHADOWRIDGE ASSET MANAGEMENT, LLC
CRD#: 162066 / SEC#: 801-131300
RIA
Registered Investment Advisory firm - (10/16/2024 Approved)Arizona
Registered Investment Advisory firm - (11/5/2024 Terminated)California
Registered Investment Advisory firm - (12/5/2024 Terminated)Ohio
Registered Investment Advisory firm - (11/6/2024 Terminated)Texas
Registered Investment Advisory firm - (11/5/2024 Terminated)Utah
Registered Investment Advisory firm - (11/6/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(5/4/2012)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
SA
SHADOWRIDGE ASSET MANAGEMENT, LLC
SHADOWRIDGE ASSET MANAGEMENT, LLC
CRD#: 162066 / SEC#: 801-131300
RIA
Registered Investment Advisory firm - (10/16/2024 Approved)Arizona
Registered Investment Advisory firm - (11/5/2024 Terminated)California
Registered Investment Advisory firm - (12/5/2024 Terminated)Ohio
Registered Investment Advisory firm - (11/6/2024 Terminated)Texas
Registered Investment Advisory firm - (11/5/2024 Terminated)Utah
Registered Investment Advisory firm - (11/6/2024 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1001 S. Capital Of Texas Highway M-100, Austin, TX 78746
Mailing Address
Phone number
(888) 434-1427
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (5 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 897 |
| AUM (Assets Under Management) | $ 118,695,558 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
