Benjamin A. Klemann
Professional summary
Benjamin Arthur Klemann is a registered financial professional currently at COREBRIDGE CAPITAL SERVICES, INC. located in Woodland Hills, California.
Benjamin is registered as a RR (Registered Representative) and started their career in finance in 2000. Benjamin has worked at 4 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Benjamin Arthur Klemann's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 5, 2008 - Present
COREBRIDGE CAPITAL SERVICES, INC.
Office #1: 21650 Oxnard Avenue Suite 750, Woodland Hills, CA 91367March 19, 2007 - August 4, 2008
NATIONWIDE INVESTMENT SERVICES CORPORATION
December 20, 2006 - April 3, 2007
1717 CAPITAL MANAGEMENT COMPANY
December 8, 2000 - December 20, 2006
NATIONWIDE INVESTMENT SERVICES CORPORATION
July 7, 2000 - December 31, 2000
NATIONWIDE SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/18/2012)
(9/8/2020)
(8/5/2008)
(4/20/2009)
Exams
FINRA
Current Firm
COREBRIDGE CAPITAL SERVICES, INC.
CRD#: 13158 / SEC#: , 8-28733
Contact information
FINRA licenses (52 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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