Mark B. Wild
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Brian Wild was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 2000. Mark had worked at 6 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 14, 2025 - April 30, 2025
KENMAR SECURITIES, LLC
April 12, 2011 - October 18, 2013
BARCLAYS CAPITAL INC.
July 10, 2007 - April 7, 2011
MUFG SECURITIES AMERICAS INC.
June 14, 2004 - June 20, 2007
DAIWA CAPITAL MARKETS AMERICA INC.
September 27, 2000 - March 7, 2002
NOMURA SECURITIES INTERNATIONAL, INC.
May 24, 2000 - October 3, 2000
UBS SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/14/2025
Investment Banking Registered Representative ExaminationCurrent Firm
KENMAR SECURITIES, LLC
CRD#: 171793 / SEC#: , 8-69482
Contact information
FINRA licenses (34 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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