John E. Arthur

JA INVESTMENT MANAGEMENT

Hurricane, WV 25526

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CRD#: 4168978

Professional summary

John E Arthur is a registered financial advisor currently at JA INVESTMENT MANAGEMENT, LLC located in Hurricane, West Virginia.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. John has worked at 3 firms and has passed the Series 66, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Relson Gracie Jiu Jitsu of WV 3768 Sleepy Hollow Dr Hurricane, WV 25526 Owner/Head Instructor 9/1/2014 Non Investment Related 10 hours/week during evenings Abstrakt Lifestyle 102 Barrington Dr Scott Depot, WV 25560 Owner/Designer Lifestyle Brand 01/01/2024 10 hours/week

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John E Arthur's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 16, 2018 - Present

JA INVESTMENT MANAGEMENT, LLC

Office #1: 600b Prestige Park Drive Suite 3, Hurricane, WV 25526

RIA

CRD#: 155510

Hurricane, WV

Past

September 4, 2014 - December 31, 2014

JA INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 155510

HURRICANE, WV

Past

July 9, 2001 - April 22, 2005

FERRIS, BAKER WATTS, LLC

RIA

CRD#: 285

CHARLESTON, WV

Past

June 12, 2001 - April 22, 2005

FERRIS, BAKER WATTS, LLC

CRD#: 285

BALTIMORE, MD

Past

May 10, 2000 - June 26, 2001

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

West Virginia
(2/16/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/26/2000

Uniform Combined State Law Examination

General Industry/Product Exam

Series 31

Date: 2/22/2002

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 5/9/2000

General Securities Representative Examination

Current Firm

JA INVESTMENT MANAGEMENT, LLC

ARTHUR, JOHN ERIC | JA INVESTMENT MANAGEMENT, LLC

CRD#: 155510 / SEC#:

West Virginia

Registered Investment Advisory firm - (2/15/2018 Approved)

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Contact information

Main Address

600b Prestige Park Drive Suite 3, Hurricane, WV 25526

Mailing Address

Phone number

(304) 757-6443

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	59
AUM (Assets Under Management)	$ 13,200,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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John E. Arthur

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John E Arthur's CRS (Customer Relationship Summary).

Certified licenses

Experience

JA INVESTMENT MANAGEMENT, LLC

JA INVESTMENT MANAGEMENT, LLC

FERRIS, BAKER WATTS, LLC

FERRIS, BAKER WATTS, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 66

Date: 7/26/2000

Series 31

Date: 2/22/2002

Series 7

Date: 5/9/2000

Current Firm

JA INVESTMENT MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

JA INVESTMENT MANAGEMENT, LLC

TRUST BUT VERIFY

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