Jeremy E. Novak
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeremy Edward Novak, who also goes by Jeremy E. Novack, Jeremy E. Novak, was a registered financial professional .
Jeremy is a previously registered financial professional and started their career in finance in 2000. Jeremy had worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 21, 2017 - November 30, 2018
ALANTRA, LLC
August 6, 2014 - September 14, 2017
HOULIHAN LOKEY CAPITAL, INC.
September 11, 2006 - May 16, 2013
BMO CAPITAL MARKETS CORP.
February 10, 2005 - September 1, 2006
HSBC SECURITIES (USA) INC.
July 27, 2004 - June 6, 2005
INNER CIRCLE SPORTS LLC
October 3, 2000 - December 17, 2002
J.P. MORGAN SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALANTRA, LLC
CRD#: 22095 / SEC#: , 8-40465
Contact information
FINRA licenses (5 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
