Raymond A. Childs

DJG FINANCIAL SERVICES

East Weymouth, MA 02189

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CRD#: 4168597

Professional summary

Raymond Andrew Childs is a registered financial advisor currently at DJG FINANCIAL SERVICES, INC. located in East Weymouth, Massachusetts.

Raymond is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Raymond has worked at 7 firms and has passed the Series 66, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Raymond Andrew Childs's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 17, 2022 - Present

DJG FINANCIAL SERVICES, INC.

Office #1: 775 Pleasant Street, Suite 5, East Weymouth, MA 02189

RIA

CRD#: 146437

East Weymouth, MA

Past

April 11, 2018 - August 11, 2022

ABLE CAPITAL MANAGEMENT, LLC

RIA

CRD#: 292263

HINGHAM, MA

Past

September 2, 2016 - February 2, 2018

SHOREPOINT CAPITAL PARTNERS LLC

RIA

CRD#: 152087

NORWOOD, MA

Past

July 7, 2009 - December 31, 2016

ABLE CAPITAL MANAGEMENT, LLC

RIA

CRD#: 150509

HINGHAM, MA

Past

June 11, 2003 - October 25, 2004

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

March 26, 2001 - June 2, 2003

BANC OF AMERICA SECURITIES LLC

CRD#: 26091

NEW YORK, NY

Past

July 27, 2000 - April 3, 2001

CIBC WORLD MARKETS CORP.

CRD#: 630

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(1/7/2025)

IAR

Massachusetts
(11/17/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/5/2009

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/18/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 7/26/2000

General Securities Representative Examination

Current Firm

DJG FINANCIAL SERVICES, INC.

CRD#: 146437 / SEC#:

Connecticut

Registered Investment Advisory firm - (1/7/2025 Approved)

Massachusetts

Registered Investment Advisory firm - (3/18/2008 Approved)

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Contact information

Main Address

775 Pleasant Street, Suite 5, East Weymouth, MA 02189

Mailing Address

Phone number

(781) 331-8811

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	284
AUM (Assets Under Management)	$ 85,581,156

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Raymond A. Childs

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Raymond Andrew Childs's CRS (Customer Relationship Summary).

Certified licenses

Experience

DJG FINANCIAL SERVICES, INC.

ABLE CAPITAL MANAGEMENT, LLC

SHOREPOINT CAPITAL PARTNERS LLC

ABLE CAPITAL MANAGEMENT, LLC

CITIGROUP GLOBAL MARKETS INC.

BANC OF AMERICA SECURITIES LLC

CIBC WORLD MARKETS CORP.

State Registrations and Notice Filings

Exams

Series 66

Date: 5/5/2009

Series 63

Date: 8/18/2000

Series 7

Date: 7/26/2000

Current Firm

DJG FINANCIAL SERVICES, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

DJG FINANCIAL SERVICES, INC.

TRUST BUT VERIFY

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