Joseph Erigo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph Erigo, who also goes by Joe Erigo Jr., Joseph Erigo Jr, Joseph Erigo Jr., Joseph Erigo, was a registered financial professional .
Joseph is a previously registered financial professional and started their career in finance in 2000. Joseph had worked at 8 firms and has passed the Series 63, SIE, Series 7, Series 14 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 12, 2024 - September 18, 2026
SUMMIT TRAIL SECURITIES, LLC
March 25, 2022 - September 3, 2024
ROCKEFELLER FINANCIAL LLC
May 31, 2016 - April 6, 2022
MORGAN STANLEY
July 29, 2014 - May 13, 2016
CREDIT SUISSE SECURITIES (USA) LLC
December 11, 2012 - July 9, 2014
BARCLAYS CAPITAL INC.
August 23, 2012 - December 6, 2012
J.P. MORGAN SECURITIES LLC
March 18, 2003 - August 24, 2012
CREDIT SUISSE SECURITIES (USA) LLC
August 17, 2000 - March 19, 2003
UBS FINANCIAL SERVICES INC.
May 16, 2000 - June 7, 2001
LADENBURG CAPITAL MANAGEMENT INC.
State Registrations and Notice Filings
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Exams
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Current Firm
SUMMIT TRAIL SECURITIES, LLC
CRD#: 285784 / SEC#: , 8-69859
Contact information
FINRA licenses (3 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
