Susan Vila
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Susan Vila was a registered financial professional .
Susan is a previously registered financial professional and started their career in finance in 2000. Susan had worked at 3 firms and has passed the Series 63 and Series 11 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 20, 2003 - April 18, 2012
FLORIDA INVESTMENT ADVISORS
April 1, 2002 - November 20, 2003
FLORIDA INVESTMENT ADVISERS
May 17, 2000 - March 28, 2002
FISERV INVESTOR SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 11
Date: 5/16/2000
Assistant Representative-Order Processing Qualification ExamCurrent Firm
FLORIDA INVESTMENT ADVISORS
CRD#: 109492 / SEC#: 801-55717, 8-53459
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TAMPA BAY BANKING CO. | SHAREHOLDER | |
| FERMAN, JAMES LAURENS JR. | DIRECTOR | 4366779 |
| CANTO, JOAQUIN EDUARDO | OPERATIONS MANAGER/CCO | 1100183 |
| CELESTAN, GREGORY JEROME | DIRECTOR | 4433312 |
| DIVERS, ALAN GERALD | DIRECTOR | 4366766 |
| FLEMING, THEODORE SCOTT | EXECUTIVE VICE PRESIDENT, WEALTH MANAGEMENT | 1692432 |
| GARCIA, LUIS | DIRECTOR | 4393577 |
| HARROD, GARY WILLIAM | DIRECTOR | 5413182 |
| TUCKER, CLARK BOMAR | FINOPS | 1977842 |
| WEST, WILLIAM O III | CHAIRMAN | |
| WHITING, PAUL LEO | DIRECTOR | 5413204 |
Red Flags
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