LE
Lloyd J. Engleman
ACCELERATE RETIREMENT
Corona, CA 92883
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CRD#: 4168322
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Professional summary
Lloyd Jon Engleman is a registered financial advisor currently at ACCELERATE RETIREMENT located in Corona, California.
Lloyd is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Lloyd has worked at 10 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Backnine Insurance;not investment related;310 N. Westlake Blvd,Ste 240,Westlake Village,CA 91362;insurance products;insurance broker;1/2014;10 hrs/month;1 hr during trading;provide fixed insurance products to clients 2) Victoria Club,2521 Arroyo Drive, Riverside CA 92506. Board Member since 12/01/2021- 4 hr per month, monthly meeting none during trading hours. Not Investment Related BACK NINE INSURANCE POSITION: Insurance Broker NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2022 ADDRESS: 310 N. Westlake Blvd.. Ste 240, Westlake Village CA 91362, United States DESCRIPTION: Sell fixed insurance 4) VICTORIA COUNTRY CLUB BOARD OF DIRECTORS POSITION: Board Member NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2022 ADDRESS: 2521 Arroyo Drive, Riverside CA 92506, United States DESCRIPTION: Discuss issues of the Club and Vote to pass them.
CRS (Client Relationship Summary) - RIA
Click below to view Lloyd Jon Engleman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 10, 2023 - Present
ACCELERATE RETIREMENT
Office #1: 4160 Temescal Canyon Road Suite 307, Corona, CA 92883RIA
CRD#: 325859
Corona, CA
Past
January 25, 2022 - May 5, 2022
KESTRA INVESTMENT SERVICES, LLC
BD
CRD#: 42046
Riverside, CA
Past
December 2, 2021 - July 31, 2023
WEALTHSPIRE RETIREMENT ADVISORY
RIA
CRD#: 121254
ALISO VIEJO, CA
Past
January 2, 2019 - December 31, 2021
TRIAD ADVISORS LLC
BD
CRD#: 25803
Riverside, CA
Past
December 3, 2018 - January 6, 2022
ONEDIGITAL
RIA
CRD#: 106766
San Diego, CA
Past
December 7, 2015 - December 31, 2018
LPL FINANCIAL LLC
RIA
CRD#: 6413
RIVERSIDE, CA
Past
August 19, 2014 - December 31, 2018
INDEPENDENT FINANCIAL PARTNERS
RIA
CRD#: 125112
RIVERSIDE, CA
Past
November 30, 2010 - December 31, 2018
LPL FINANCIAL LLC
BD
CRD#: 6413
RIVERSIDE, CA
Past
June 2, 2008 - November 30, 2010
NRP FINANCIAL, INC.
BD
CRD#: 103717
RIVERSIDE, CA
Past
May 8, 2007 - June 12, 2008
FINANCIAL TELESIS INC
BD
CRD#: 31012
RIVERSIDE, CA
Past
July 3, 2000 - May 11, 2007
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
MORENO VALLEY, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AR
ACCELERATE RETIREMENT
ACCELERATE INVESTMENT ADVISORS LLC | TOTAL BENEFITS CA | SJE RETIREMENT | SAPERS & WALLACK | OMNI 360 RETIREMENT CONSULTING | MOGUL WEALTH STRATEGIES | FRIEDRICH FINANCIAL | FIDUCIARY BENEFITS GROUP | CYPRESS BENEFIT SOLUTIONS | COLLABORATIVE FINANCIAL GROUP | AXIAL BENEFITS GROUP | ASSOCIATED BUILDERS AND CONTRACTORS | ALKEME FINANCIAL SERVICES | ACCELERATE RETIREMENT
CRD#: 325859 / SEC#: 801-127772
RIA
Registered Investment Advisory firm - (4/28/2023 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(5/10/2023)
IAR
Texas(1/22/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
AR
ACCELERATE RETIREMENT
ACCELERATE INVESTMENT ADVISORS LLC | TOTAL BENEFITS CA | SJE RETIREMENT | SAPERS & WALLACK | OMNI 360 RETIREMENT CONSULTING | MOGUL WEALTH STRATEGIES | FRIEDRICH FINANCIAL | FIDUCIARY BENEFITS GROUP | CYPRESS BENEFIT SOLUTIONS | COLLABORATIVE FINANCIAL GROUP | AXIAL BENEFITS GROUP | ASSOCIATED BUILDERS AND CONTRACTORS | ALKEME FINANCIAL SERVICES | ACCELERATE RETIREMENT
CRD#: 325859 / SEC#: 801-127772
RIA
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Contact information
Main Address
120 Vantis Dr., Suite 330, Aliso Viejo, CA 92656
Mailing Address
Phone number
(888) 439-7071
Established
Firm type
Fiscal year end
# of Employees
39
SEC notice filing (22 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 704 |
| AUM (Assets Under Management) | $ 242,848,720 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
