Mark W. Davis
Professional summary
Mark Watson Davis is a registered financial professional currently at AMERICAN CENTURY INVESTMENT SERVICES INC. located in New York, New York.
Mark is registered as a RR (Registered Representative) and started their career in finance in 2000. Mark has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Mark Watson Davis's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 29, 2015 - Present
AMERICAN CENTURY INVESTMENT SERVICES INC.
Office #1: 330 Madison, New York, NY 10017October 13, 2010 - April 14, 2015
PRINCIPAL FUNDS DISTRIBUTOR, INC.
June 17, 2010 - October 11, 2010
MEEDER ASSET MANAGEMENT, INC.
June 17, 2010 - October 19, 2010
MEEDER ADVISORY SERVICES, INC.
June 11, 2010 - October 11, 2010
MEEDER DISTRIBUTION SERVICES, INC.
February 4, 2004 - February 19, 2010
ICON ADVISERS, INC.
February 4, 2004 - February 19, 2010
ICON DISTRIBUTORS, INC.
December 15, 2003 - January 14, 2004
PERSHING LLC
May 21, 2001 - January 14, 2004
BNY ADVISORS
February 27, 2001 - December 15, 2003
LOCKWOOD FINANCIAL SERVICES, INC.
April 14, 2000 - December 11, 2000
MONUMENT DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
FINRA
Current Firm
AMERICAN CENTURY INVESTMENT SERVICES INC.
CRD#: 17437 / SEC#: , 8-35220
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMERICAN CENTURY COMPANIES, INC. | PARENT COMPANY | |
| LUCHINSKY, RICHARD TODD | SVP, PRESIDENT | 2065489 |
| PAK, JOHN DONGJIN | CLO | 3226458 |
| REDLINE, CHERYL LOUISE | TREASURER, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | 5371811 |
| SCHAPPERT, BRIAN JOSEPH | SVP, DIRECTOR | 5362490 |
| SHELTON, AMY DIANE | CCO | 2556023 |
| SMITH, RICHARD ANDREW | SVP, DIRECTOR | 6109979 |
| TURNER, MICHAEL RYAN | DIRECTOR | 5469914 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
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