Juan Martinez
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Juan Martinez, who also goes by John Martinez, Juan Martinez Jr., was a registered financial professional .
Juan is a previously registered financial professional and started their career in finance in 2006. Juan had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 25, 2024 - March 16, 2026
EMPOWER ADVISORY GROUP, LLC
October 23, 2024 - March 16, 2026
EMPOWER FINANCIAL SERVICES, INC.
September 5, 2023 - January 2, 2024
MORGAN STANLEY
January 10, 2023 - January 2, 2024
MORGAN STANLEY
March 12, 2014 - September 5, 2023
HARRISDIRECT LLC
February 29, 2012 - December 4, 2013
HARRISDIRECT LLC
February 29, 2012 - September 5, 2023
E*TRADE SECURITIES LLC
March 4, 2010 - March 1, 2012
TD AMERITRADE, INC.
March 4, 2010 - March 1, 2012
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
March 4, 2010 - March 1, 2012
TD AMERITRADE, INC.
May 21, 2007 - March 15, 2010
CHASE INVESTMENT SERVICES CORP.
May 4, 2007 - March 15, 2010
CHASE INVESTMENT SERVICES CORP.
July 28, 2006 - April 17, 2007
THINKEQUITY LLC
Primary Firm SEC Registration
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250,707 |
| AUM (Assets Under Management) | $ 159,120,330,491 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 02/26/2026 | ||
| 03/28/2025 | ||
| 11/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
