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Nancy C. Ramey

Some features on this profile are disabled
CRD#: 4167826
NR

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Nancy Croy Ramey, CFP®, who also goes by Nancy Carson Bowler, Nancy Bowler Croy, was a registered financial professional .

Nancy is a previously registered financial professional and started their career in finance in 2001. Nancy had worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Nancy Carson Bowler | Nancy Bowler Croy

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Name Directions For Living - Investment Related: No - Address: Clearwater, FL 33764 - Nature of Business: Non-Profit Organization - Position: Board Member and Finance Committee Member (2016) - Title: Vice Chairman of the Board (2016) - Start Date: 4/1/2013 - Hours per month: 0 - 16 hours - Hours per month during trading hours: 0 - 16 hours - Duties: Attend board meetings and committee meetings 2. Name ProVise Management Company, Inc. - Investment Related: No - Address: Clearwater, FL 33756 - Nature of Business: Other-Management Company - Position: Partner - Title: Principal - Start Date: 07/01/2015 - Hours per month: 17-32 - Hours per month during trading hours: 15-28 - Duties: Management of ProVise Management Group, LLC 3. Name Homeless Empowerment Program - Investment Related: No - Address: 1120 N. Betty Lane Clearwater FL - Nature of Business: Non-Profit Organization - Position: Board Member, Resource Committee, Finance Committee - Title: Vice Chairperson (2022) - Chair of Resource Committee - Start Date: 1/1/19 - Hours per month: 0-16 - Hours per month during trading hours: 0-16 - Duties - Attend monthly board meetings and selected committee meetings 4. Name Morton Plant Mease Health Care Foundation - Investment Related: No - Address: Belleair, FL 33756 - Nature of Business: Non-Profit Organization/Medical - Position: Board Member - Title: None - Start Date: 1/1/2023 - Hours per month: 0-16 - Hours per month during trading hours: 0-16 - Duties: Attend monthly board meetings and selected committee meetings

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2001

Experience

Past

December 20, 2007 - January 12, 2016

KESTRA INVESTMENT SERVICES, LLC

RIA
CRD#: 42046
CLEARWATER, FL
Past

November 6, 2003 - January 12, 2016

KESTRA INVESTMENT SERVICES, LLC

BD
CRD#: 42046
CLEARWATER, FL
Past

October 31, 2001 - April 30, 2024

PROVISE MANAGEMENT GROUP, LLC

RIA
CRD#: 105375
CLEARWATER, FL
Past

January 19, 2001 - November 11, 2003

TRANSAMERICA FINANCIAL ADVISORS, LLC

BD
CRD#: 16164
PHILADELPHIA, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 8/2/2001
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 1/12/2016
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 1/18/2001
General Securities Representative Examination

Current Firm

KI
KESTRA INVESTMENT SERVICES, LLC
KESTRA INVESTMENT SERVICES, LLC | PARTNERS SECURITIES, INC. | NFP SECURITIES, INC. | NFP SECIRITIES, INC. | NFP ADVISOR SERVICES, LLC | NFP ADVISOR SERVICES

CRD#: 42046 / SEC#: , 8-49672

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information

Main Address
5707 Southwest Parkway 2-125, Austin, TX 78746
Mailing Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Phone number
(844) 553-7872
Established
Texas since 09/01/2014
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

Direct owners and executive officers

NamePositionCRD#
KESTRA FINANCIAL, INCSOLE MEMBER
AMORE, JOHN VINCENTPRESIDENT5430932
CHESTER, KRISTEN LAWLESSCHIEF OPERATING OFFICER, EXECUTIVE VICE PRESIDENT6896952
KANT, VINAYCHIEF DIGITAL TECHNOLOGY OFFICER7976827
PEDLOW, MICHAEL ROSSCHIEF COMPLIANCE OFFICER, EXECUTIVE VICE PRESIDENT4871563
POER, JAMES LYNNCHIEF EXECUTIVE OFFICER1983357
SCHOENBECK, MARK PAULEXECUTIVE VICE PRESIDENT2625829
YIN, YINCONTROLLER3219513
ZEGERS, SCOTT MATTHEWCHIEF FINANCIAL OFFICER4831659

Disclosures

Regulatory Event14
Arbitration2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

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