Gary J. Yocom
Professional summary
Gary Joe Yocom JR was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Gary is a previously registered financial professional and started their career in finance in 2000. Prior to being barred, Gary had worked at 8 firms, which includes MERRIMAC CORPORATE SECURITIES INC., SCOTTSDALE CAPITAL ADVISORS CORP, ORION TRADING LLC, THOMAS ANTHONY & ASSOCIATES INC., PARK FINANCIAL GROUP INC., NEWBRIDGE SECURITIES CORPORATION, G. A. REPPLE & COMPANY, PARAGON CAPITAL MARKETS INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 15, 2010 - July 13, 2010
MERRIMAC CORPORATE SECURITIES, INC.
September 18, 2009 - June 17, 2010
SCOTTSDALE CAPITAL ADVISORS CORP
April 16, 2009 - September 17, 2009
ORION TRADING, LLC
August 29, 2007 - December 18, 2008
THOMAS ANTHONY & ASSOCIATES , INC.
August 11, 2004 - September 25, 2007
PARK FINANCIAL GROUP, INC.
March 16, 2004 - June 29, 2004
NEWBRIDGE SECURITIES CORPORATION
April 7, 2003 - October 27, 2003
G. A. REPPLE & COMPANY
September 15, 2000 - May 2, 2001
PARAGON CAPITAL MARKETS, INC.
State Registrations and Notice Filings
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Exams
Series 55
Date: 11/10/2000
Limited Representative-Equity Trader ExamCurrent Firm
MERRIMAC CORPORATE SECURITIES, INC.
CRD#: 35463 / SEC#: , 8-46721
Contact information
Disclosures
| Regulatory Event | 7 |
| Arbitration | 2 |
Red Flags
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