Jeremy J. Mcgilvrey
Professional summary
Jeremy James Mcgilvrey was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Jeremy James Mcgilvrey was a registered financial advisor .
Jeremy is a previously registered financial advisor and started their career in finance in 2000. Jeremy had worked at 6 firms and has passed the Series 66, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 21, 2008 - October 16, 2009
HCW ASSET MANAGEMENT, LLC
June 18, 2008 - May 29, 2009
NEXT FINANCIAL GROUP, INC.
June 18, 2008 - May 29, 2009
NEXT FINANCIAL GROUP, INC.
January 30, 2006 - June 27, 2008
LPL FINANCIAL LLC
January 30, 2006 - June 27, 2008
LPL FINANCIAL LLC
November 4, 2002 - January 31, 2006
RAYMOND JAMES FINANCIAL SERVICES, INC.
October 9, 2002 - January 31, 2006
RAYMOND JAMES FINANCIAL SERVICES, INC.
August 5, 2002 - October 9, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 28, 2002 - October 9, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 28, 2000 - May 24, 2002
EDWARD JONES
State Registrations and Notice Filings
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Exams
Current firm
No current employment
Red Flags
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