Michael V. Scillia
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Vincent Scillia, who also goes by Michael V Scillia, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1974. Michael had worked at 7 firms and has passed the Series 63, SIE, Series 15, Series 5, Series 1, Series 53, Series 24, Series 4 and Series 12 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 24, 2004 - June 24, 2015
ASG SECURITIES, INC.
September 11, 1998 - May 5, 1999
ASG SECURITIES, INC.
June 5, 1997 - January 21, 2003
KERSEY, SCILLIA, FORSTER AND BROOKS, INC.
May 27, 1994 - August 10, 1995
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
March 24, 1994 - August 9, 1995
JWGENESIS SECURITIES, INC.
April 20, 1992 - March 31, 1994
COMPREHENSIVE CAPITAL CORPORATION
September 26, 1978 - April 7, 1992
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 26, 1974 - September 26, 1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 15
Date: 1/9/1985
Foreign Currency Options ExaminationSeries 5
Date: 10/22/1981
Interest Rate Options ExaminationSeries 1
Date: 8/21/1974
Registered Representative ExaminationSeries 12
Date: 5/24/1980
NYSE Branch Manager ExaminationCurrent Firm
ASG SECURITIES, INC.
CRD#: 44534 / SEC#: , 8-50730
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FUGLER, MICHAEL ROY | VICE CHAIRMAN | 2947789 |
| VP PERFORMANCE TRUST | SHAREHOLDER | |
| CANTRELL, WILLIAM KEY | EVP CCO | 811596 |
| DEPELISI, JAMES | EVP COO | 2339793 |
| FISCHER, KAREN ZILLIA | FIN OP | 1708090 |
| LDV CONSULTING, INC. | SHAREHOLDER | |
| ROBINSON, WILLIAM CARL | TRUSTEE, VPPT | |
| SCILLIA, MICHAEL VINCENT | DIRECTOR, CHAIRMAN, FINRA EXECUTIVE REPRESENTATIVE | 416774 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
