Robert F. Gordon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Francis Gordon was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1999. Robert had worked at 5 firms and has passed the Series 7A and Series 25 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 4, 2011 - March 2, 2016
QUATTRO M SECURITIES INC.
February 4, 2009 - August 5, 2011
TD PRIME SERVICES LLC
June 7, 2007 - January 28, 2009
THE GRISWOLD COMPANY, INCORPORATED
April 17, 2001 - May 18, 2007
SANFORD C. BERNSTEIN & CO., LLC
August 10, 1999 - April 10, 2001
PERSHING LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7A
Date: 8/29/2007
Floor Broker Representative ExamSeries 25
Date: 1/20/2000
NYSE Trading Assistant ExaminationCurrent Firm
QUATTRO M SECURITIES INC.
CRD#: 39289 / SEC#: , 8-48629
Contact information
FINRA licenses (15 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
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