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MD

Michael E. Denio

HAMILTON GRANT LLC
Los Angeles, CA 90067
Some features on this profile are disabled
CRD#: 4167298
MD

Professional summary


Michael Edwin Denio, who also goes by Mike Denio, is a registered financial professional currently at HAMILTON GRANT LLC located in Los Angeles, California.

Michael is registered as a RR (Registered Representative) and started their career in finance in 2000. Michael has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 55, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Mike Denio

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Michael Edwin Denio's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

April 4, 2018 - Present

HAMILTON GRANT LLC

Office #1: 2121 Avenue Of The Stars Suite 800, Los Angeles, CA 90067
BD
CRD#: 166180
Los Angeles, CA
Past

January 30, 2017 - March 28, 2018

CHATSWORTH SECURITIES LLC

BD
CRD#: 40804
GREENWICH, CT
Past

May 9, 2016 - December 22, 2016

GAR WOOD SECURITIES, LLC

BD
CRD#: 138033
Cedar Park, TX
Past

July 25, 2007 - February 23, 2012

VTRADER PRO, LLC

BD
CRD#: 131920
SAN FRANCISCO, CA
Past

April 25, 2006 - August 22, 2006

VTRADER PRO, LLC

BD
CRD#: 131920
SAN FRANCISCO, CA
Past

June 14, 2005 - December 31, 2008

SECURITIES NETWORK LLC

BD
CRD#: 133785
DALLAS, TX
Past

June 3, 2002 - October 4, 2016

TRANSCEND CAPITAL

BD
CRD#: 104483
AUSTIN, TX
Past

August 2, 2001 - December 31, 2006

VANTAGE CAPITAL MANAGEMENT, LLC

RIA
CRD#: 116499
DALLAS, TX
Past

June 28, 2000 - September 27, 2001

PROTRADER SECURITIES L.P.

BD
CRD#: 35233
AUSTIN, TX
Past

May 10, 2000 - September 10, 2001

KERSHNER TRADING GROUP, LLC

BD
CRD#: 16908
AUSTIN, TX

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(4/4/2018)
RR
Georgia
(7/8/2025)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 7/31/2001
Uniform Combined State Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 8/17/2000
Limited Representative-Equity Trader Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


HG
HAMILTON GRANT LLC
HAMILTON GRANT LLC

CRD#: 166180 / SEC#: , 8-69192

BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information


Main Address
26963 Alsace Drive, Calabasas, CA 91302
Mailing Address
26963 Alsace Drive, Calabasas, CA 91302
Phone number
(310) 697-5259
Established
Delaware since 03/30/2004
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (12 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
XEEN, LLCMEMBER
KEBETS, VADIMMEMBER6141170
KOCHAVI, DORONMEMBER1011155
KUO, ANDREW CMEMBER4415637
LEE, BONNY SYMEMBER2486522
O'CONNELL, THOMAS MICHAELMEMBER2529442
REA, WENDY AUSTINMEMBER724857
VIKHLYAEV, ALEXANDERMEMBER; MEMBER BOARD OF MANAGERS7278312
BIZUB, DONALD MICHAELCEO1600090
COLLETT, DAVID WENDALLVP, CFO2352407
KAISER, BRADLEY CLIFFORDCCO2523397
MORRIS, JOHN MCHAIRMAN, BOARD OF MANAGERS1655987

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


HAMILTON GRANT LLC

CRD#: 166180Los Angeles, CA 90067

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