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CP

Charles D. Proctor

GUIDESTONE FINANCIAL SERVICES
Dallas, TX 75244-6152
Some features on this profile are disabled
CRD#: 4167271
CP

Professional summary

Charles David Proctor is a registered financial professional currently at GUIDESTONE FINANCIAL SERVICES located in Dallas, Texas.

Charles is registered as a RR (Registered Representative) and started their career in finance in 2000. Charles has worked at 4 firms and has passed the Series 63, SIE and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Charles David Proctor's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 5, 2011 - Present

GUIDESTONE FINANCIAL SERVICES

Office #1: 5005 Lbj Freeway Ste. 2200, Dallas, TX 75244-6152
BD
CRD#: 148249
Dallas, TX
Past

April 30, 2007 - July 31, 2007

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

BD
CRD#: 2881
FRANKLIN, TN
Past

October 6, 2006 - March 7, 2007

FORESIDE FUNDS DISTRIBUTORS LLC

BD
CRD#: 31334
PORTLAND, ME
Past

November 13, 2003 - August 31, 2005

FORESIDE FUNDS DISTRIBUTORS LLC

BD
CRD#: 31334
PORTLAND, ME
Past

April 18, 2000 - October 29, 2003

FIRST HORIZON ADVISORS, INC.

BD
CRD#: 17117
MEMPHIS, TN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(9/19/2011)
RR
Arizona
(1/3/2025)
RR
Arkansas
(9/19/2011)
RR
District of Columbia
(1/3/2025)
RR
Florida
(1/3/2025)
RR
Georgia
(1/3/2025)
RR
Illinois
(1/3/2025)
RR
Louisiana
(1/3/2025)
RR
Maryland
(1/3/2025)
RR
Mississippi
(9/19/2011)
RR
Missouri
(9/19/2011)
RR
Oklahoma
(1/3/2025)
RR
Tennessee
(5/12/2025)
RR
Texas
(9/19/2011)
RR
Virginia
(1/3/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 8/1/2011
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 9/2/2011
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

GF
GUIDESTONE FINANCIAL SERVICES
GUIDESTONE FINANCIAL SERVICES

CRD#: 148249 / SEC#: , 8-67995

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information

Main Address
5005 Lbj Freeway Ste. 2200, Dallas, TX 75244-6152
Mailing Address
5005 Lbj Freeway Ste. 2200, Dallas, TX 75244-6152
Phone number
(214) 720-6486
Established
Texas since 06/26/2008
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
GUIDESTONE FINANCIAL RESOURCES OF THE SOUTHERN BAPTIST CONVENTIONMEMBER
BAILEY, CHAD MICHAELPRESIDENT5567481
COOK, ROBERT SCOTTCHIEF COMPLIANCE OFFICER AND VICE PRESIDENT5587943
HALPIN, JEREMY LOWELLFINOP/CFO/TREASURER6560503
HAMES, DEANA FOLMARDIRECTOR7444625
KELLY, CHRISTOPHER LEEDIRECTOR7178167
TUCKER, JASONDIRECTOR8141526

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GUIDESTONE FINANCIAL SERVICES

CRD#: 148249Dallas, TX 75244-6152

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