Theodore D. Pendergrass
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Theodore Dereese Pendergrass II, who also goes by Teddy Pendergrass II, Theodore Dereese Pendergrass, Theodore Dereese Pendergrass Ii, Theodore Pendergrass Ii, was a registered financial professional .
Theodore is a previously registered financial professional and started their career in finance in 2000. Theodore had worked at 9 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 30, 2015 - December 31, 2018
PENDERGRASS FINANCIAL GROUP
February 13, 2015 - May 19, 2015
BCG SECURITIES, INC.
February 11, 2015 - May 19, 2015
BCG SECURITIES, INC.
October 4, 2011 - December 22, 2014
WELLS FARGO CLEARING SERVICES, LLC
September 30, 2011 - December 22, 2014
WELLS FARGO CLEARING SERVICES, LLC
March 10, 2010 - September 16, 2011
PNC WEALTH MANAGEMENT LLC
March 9, 2010 - September 16, 2011
PNC WEALTH MANAGEMENT LLC
June 1, 2009 - December 22, 2009
MORGAN STANLEY
June 1, 2009 - December 22, 2009
MORGAN STANLEY
February 8, 2008 - June 1, 2009
MORGAN STANLEY & CO. LLC
February 6, 2008 - June 1, 2009
MORGAN STANLEY & CO. LLC
May 2, 2003 - March 29, 2006
QUEST CAPITAL STRATEGIES, INC.
November 12, 2001 - January 16, 2002
NYLIFE SECURITIES LLC
April 25, 2000 - October 30, 2001
MML INVESTORS SERVICES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
PENDERGRASS FINANCIAL GROUP
CRD#: 269827 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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