Julie D. Scott

MARTEL WEALTH ADVISORS

Vancouver, WA 98661

Some features on this profile are disabled

CRD#: 4166927

Professional summary

Julie Dianne Scott is a registered financial advisor currently at MARTEL WEALTH ADVISORS INC located in Vancouver, Washington.

Julie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Julie has worked at 2 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Julie Dianne Scott's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 2, 2018 - Present

MARTEL WEALTH ADVISORS INC

Office #1: 2001 Se Columbia River Drive Ste 200, Vancouver, WA 98661

RIA

CRD#: 296896

Vancouver, WA

Past

January 5, 2018 - December 31, 2018

KMS FINANCIAL SERVICES, INC.

CRD#: 3866

VANCOUVER, WA

Past

January 4, 2018 - December 31, 2018

KMS FINANCIAL SERVICES, INC.

RIA

CRD#: 3866

VANCOUVER, WA

Past

June 13, 2007 - January 2, 2018

KMS FINANCIAL SERVICES, INC.

RIA

CRD#: 3866

SEATTLE, WA

Past

April 26, 2000 - January 2, 2018

KMS FINANCIAL SERVICES, INC.

CRD#: 3866

SEATTLE, WA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MARTEL WEALTH ADVISORS INC

CRD#: 296896 / SEC#: 801-113777

RIA

Registered Investment Advisory firm - (8/1/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(8/2/2021)

IAR

Washington
(8/2/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/18/2000

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/25/2000

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/29/2001

General Securities Principal Examination

Current Firm

MARTEL WEALTH ADVISORS INC

CRD#: 296896 / SEC#: 801-113777

RIA

Registered Investment Advisory firm - (8/1/2018 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

2001 Se Columbia River Drive Ste 200, Vancouver, WA 98661

Mailing Address

Phone number

(360) 694-9940

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MARTEL WEALTH ADVISORS ADV PART 2A FIRM BROCHURE (2/13/2025)

Regulatory assets under management

Total Number of Accounts	2,751
AUM (Assets Under Management)	$ 1,245,269,037

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Viengsavanh Bounnam

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Vancouver, WA

Devlin Carothers

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Vancouver, WA

Gregory Bowen

MARINER WEALTH

IAR

Portland, OR

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Julie D. Scott

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Julie Dianne Scott's CRS (Customer Relationship Summary).

Certified licenses

Experience

KMS FINANCIAL SERVICES, INC.

KMS FINANCIAL SERVICES, INC.

KMS FINANCIAL SERVICES, INC.

KMS FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

MARTEL WEALTH ADVISORS INC

State Registrations and Notice Filings

Exams

Series 66

Date: 7/18/2000

SIE

Date: 10/1/2018

Series 7

Date: 4/25/2000

Series 24

Date: 5/29/2001

Current Firm

MARTEL WEALTH ADVISORS INC

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MARTEL WEALTH ADVISORS INC

TRUST BUT VERIFY

Similar Advisors