Juliana Iarossi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Juliana Iarossi, who also goes by Juliana Iarossi Davis, was a registered financial professional .
Juliana is a previously registered financial professional and started their career in finance in 2000. Juliana had worked at 5 firms and has passed the Series 66, Series 31, Series 7, Series 23, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 1, 2011 - December 12, 2012
BRIDGE CAPITAL ASSOCIATES, INC.
February 28, 2008 - November 30, 2009
BRIDGE CAPITAL ASSOCIATES, INC.
October 19, 2005 - May 11, 2006
J.P. MORGAN SECURITIES LLC
October 18, 2005 - May 11, 2006
J.P. MORGAN SECURITIES LLC
April 6, 2005 - September 23, 2005
CITICORP INVESTMENT SERVICES
November 6, 2002 - September 24, 2004
MORGAN STANLEY DW INC.
June 19, 2002 - September 24, 2004
MORGAN STANLEY DW INC.
June 5, 2000 - June 17, 2002
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BRIDGE CAPITAL ASSOCIATES, INC.
CRD#: 143475 / SEC#: , 8-67570
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WISNIEWSKI, CAROLINE ELIZABETH | PRESIDENT, CEO, CFO, FINOP, CHIEF COMPLIANCE OFFICER, AMLCO | 1463513 |
Disclosures
| Regulatory Event | 2 |
| Civil Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
