Kevin M. Mcneil
Professional summary
Kevin M Mcneil was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Kevin M Mcneil, who also goes by Kevin Michael Mcneil, was a registered financial professional .
Kevin is a previously registered financial professional and started their career in finance in 2000. Kevin had worked at 9 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 5, 2019 - January 15, 2020
SW FINANCIAL
September 24, 2019 - October 29, 2019
JOSEPH GUNNAR & CO. LLC
August 22, 2018 - October 3, 2019
DAWSON JAMES SECURITIES, INC.
August 10, 2016 - June 29, 2018
WESTPARK CAPITAL, INC.
March 25, 2015 - August 22, 2016
NEWPORT COAST SECURITIES, INC.
March 3, 2011 - March 30, 2015
STONEX SECURITIES INC.
October 23, 2008 - March 1, 2011
NEWBRIDGE SECURITIES CORPORATION
November 10, 2000 - October 27, 2008
CHICAGO INVESTMENT GROUP, LLC
April 20, 2000 - June 27, 2000
WADDELL & REED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
SW FINANCIAL
CRD#: 145012 / SEC#: , 8-67688
Contact information
FINRA licenses (1 States and Territories)
Documents
Disclosures
| Regulatory Event | 7 |
| Arbitration | 7 |
Red Flags
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