GB
Greg D. Boll
HERSHEY FINANCIAL ADVISERS
Lancaster, PA 17601
Some features on this profile are disabled
CRD#: 4166371
GB
Professional summary
Greg Deanne Boll is a registered financial advisor currently at HERSHEY FINANCIAL ADVISERS, LLC located in Lancaster, Pennsylvania and LEIGH BALDWIN & CO., LLC located in Lancaster, Pennsylvania.
Greg is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Greg has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) HEALTH, LIFE, LTC, DIS & FIXED ANNUITIES; NON INVESTMENT RELATED; 5 HRS/MONTH DURING NON TRADING HOURS. 2) COCOLICO COMMUNITY CHAPEL - TREASURER; NON INVESTMENT RELATED; 15 HRS/MONTH DURING NON TRADING HOURS. 3) HERSHEY FINANCIAL ADVISORS, LLC - IAR OF RIA IN WHICH CLIENT ACCOUNTS ARE ACTIVELY MANAGED; INVESTMENT RELATED; 120 HRS/MONTH DURING TRADING HOURS.
CRS (Client Relationship Summary) - RIA
Click below to view Greg Deanne Boll's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 8, 2010 - Present
HERSHEY FINANCIAL ADVISERS, LLC
Office #1: 120 North Pointe Blvd Suite 300, Lancaster, PA 17601Office #2: 10420 Jackson Oaks Way Suite 102, Knoxville, TN 37922RIA
CRD#: 149907
Lancaster, PA
Current
April 6, 2011 - Present
LEIGH BALDWIN & CO., LLC
Office #1: 120 North Pointe Blvd Suite 300, Lancaster, PA 17601RIA
BD
CRD#: 38751
Lancaster, PA
Past
September 18, 2009 - March 2, 2011
LANCASTER COUNTY FINANCIAL GROUP, LLC
RIA
CRD#: 149693
MILLERSVILLE, PA
Past
November 4, 2003 - April 6, 2011
SSN ADVISORY, INC.
RIA
CRD#: 126090
MILLERSVILLE, PA
Past
April 23, 2001 - April 6, 2011
SECURITIES SERVICE NETWORK, LLC
BD
CRD#: 13318
MILLERSVILLE, PA
Past
October 31, 2000 - March 6, 2001
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
WINDSOR, CT
Past
September 28, 2000 - November 7, 2000
WMA SECURITIES, INC.
BD
CRD#: 32625
DULUTH, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HF
HERSHEY FINANCIAL ADVISERS, LLC
HERSHEY FINANCIAL ADVISERS, LLC | HERSHEY FINNANCIAL ADVISERS, LLC
CRD#: 149907 / SEC#: 801-128090
RIA
Registered Investment Advisory firm - (6/8/2023 Approved)Florida
Registered Investment Advisory firm - (3/22/2024 Terminated)Maryland
Registered Investment Advisory firm - (3/28/2024 Terminated)North Carolina
Registered Investment Advisory firm - (3/25/2024 Terminated)Pennsylvania
Registered Investment Advisory firm - (7/26/2023 Terminated)Tennessee
Registered Investment Advisory firm - (3/22/2024 Terminated)Texas
Registered Investment Advisory firm - (3/22/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(4/6/2011)
RR
Delaware(4/6/2011)
RR
Florida(11/30/2012)
RR
Michigan(11/23/2021)
RR
Mississippi(5/27/2020)
IAR
North Carolina(2/6/2014)
IAR
Pennsylvania(9/8/2010)
RR
Pennsylvania(4/6/2011)
IAR
Tennessee(1/29/2024)
RR
Virginia(4/6/2011)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
HF
HERSHEY FINANCIAL ADVISERS, LLC
HERSHEY FINANCIAL ADVISERS, LLC | HERSHEY FINNANCIAL ADVISERS, LLC
CRD#: 149907 / SEC#: 801-128090
RIA
Registered Investment Advisory firm - (6/8/2023 Approved)Florida
Registered Investment Advisory firm - (3/22/2024 Terminated)Maryland
Registered Investment Advisory firm - (3/28/2024 Terminated)North Carolina
Registered Investment Advisory firm - (3/25/2024 Terminated)Pennsylvania
Registered Investment Advisory firm - (7/26/2023 Terminated)Tennessee
Registered Investment Advisory firm - (3/22/2024 Terminated)Texas
Registered Investment Advisory firm - (3/22/2024 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
120 North Pointe Blvd Suite 300, Lancaster, PA 17601
Mailing Address
Phone number
(717) 295-8888
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (6 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 991 |
| AUM (Assets Under Management) | $ 139,268,500 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
HERSHEY FINANCIAL ADVISERS, LLC
CRD#: 149907Lancaster, PA 17601TRUST BUT VERIFY
Monitor Greg Boll
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
