Ihor P. Zwarycz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ihor P Zwarycz was a registered financial professional .
Ihor is a previously registered financial professional and started their career in finance in 2002. Ihor had worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 9, 2016 - November 11, 2025
IDB CAPITAL CORP.
June 2, 2015 - October 9, 2015
TD PRIVATE CLIENT WEALTH LLC
August 13, 2014 - October 9, 2015
TD PRIVATE CLIENT WEALTH LLC
December 2, 2009 - October 26, 2011
CITIGROUP GLOBAL MARKETS INC.
December 2, 2009 - October 26, 2011
CITIGROUP GLOBAL MARKETS INC.
October 1, 2008 - September 21, 2009
HSBC SECURITIES (USA) INC.
October 1, 2008 - September 21, 2009
HSBC SECURITIES (USA) INC.
May 29, 2007 - August 9, 2007
CITIGROUP GLOBAL MARKETS INC.
May 29, 2007 - August 9, 2007
CITIGROUP GLOBAL MARKETS INC.
December 2, 2002 - May 29, 2007
CITICORP INVESTMENT SERVICES
January 28, 2002 - May 29, 2007
CITICORP INVESTMENT SERVICES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
IDB CAPITAL CORP.
CRD#: 106032 / SEC#: , 8-53000
Contact information
FINRA licenses (29 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ISRAEL DISCOUNT BANK OF NEW YORK | SOLE SHAREHOLDER | |
| CASE, LESLIE KATHRYN | SECRETARY | 6058280 |
| CLANCY, PATRICIA ANNE | CHIEF OPERATING OFFICER, PRINCIPAL OPERATIONS OFFICER | 2753700 |
| FRAHER, NANCY ANN | DIRECTOR | 6132794 |
| GRANT, EDMOND F | DIRECTOR | 4058518 |
| KIM, EDWARD SANG | FINANCIAL AND OPERATIONS PRINCIPAL, PRINCIPAL FINANCIAL OFFICER | 6702617 |
| POLSHIKOV, ALEX ROSS | PRESIDENT, CHIEF EXECUTIVE OFFICER, AND INTERIM CHAIRMAN OF THE BOARD | 5118208 |
| ROBERTS, DANIEL G | DIRECTOR | 6986015 |
| TREBLE, TIMOTHY | CHIEF COMPLIANCE OFFICER AND DIRECTOR | 1699773 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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