Everett C. Miller
Professional summary
Everett Charles Ford Miller was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Everett is a previously registered financial advisor and started their career in finance in 2001. Prior to being barred, Everett had worked at 5 firms, which includes CAPITAL MARKETS ADVISORY LLC, NPA ASSET MANAGEMENT LLC, NATIONWIDE PLANNING ASSOCIATES INC., MILLENNIUM BROKERAGE L.L.C., SYNERGY INVESTMENT GROUP LLC.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 1, 2008 - May 17, 2010
CAPITAL MARKETS ADVISORY, LLC
March 9, 2005 - June 5, 2006
NPA ASSET MANAGEMENT, LLC
March 9, 2005 - December 1, 2005
NATIONWIDE PLANNING ASSOCIATES INC.
June 6, 2002 - December 31, 2004
MILLENNIUM BROKERAGE, L.L.C.
June 6, 2002 - February 1, 2005
MILLENNIUM BROKERAGE, L.L.C.
January 5, 2001 - August 1, 2002
SYNERGY INVESTMENT GROUP, LLC
State Registrations and Notice Filings
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Exams
Series 55
Date: 3/29/2001
Limited Representative-Equity Trader ExamCurrent firm
No current employment
Red Flags
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