Ali M. Syed

CWPIM

Alpharetta, GA 30009

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CRD#: 4166021

Professional summary

Ali Mohammad Syed, CFP®, who also goes by Ali Mohammad Shirazi, Ali M Syed, Ali M. Syed, is a registered financial advisor currently at CWPIM located in Alpharetta, Georgia.

Ali is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Ali has worked at 3 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ali Mohammad Shirazi | Ali M Syed | Ali M. Syed

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) Solutions Central LLC; 280 Birch Rill Drive, Alpharetta, GA 30022; Investment Related; Fixed Insurance Sales; Insurance Agent; Started 05/2017; Approximately 5% of time spent on this activity. (2) Daikon Asset Management, LLC; Atlanta, GA; Investment Related; Manage private funds; Owner; Started 05/2022; Approximately 20 hours / month spent on this activity, all 20 hours are during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ali Mohammad Syed's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2016

Experience

Current

May 16, 2017 - Present

CWPIM

Office #1: 8000 Avalon Blvd. Suite 100, Alpharetta, GA 30009

RIA

CRD#: 288024

Alpharetta, GA

Past

July 9, 2004 - October 9, 2006

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

ATLANTA, GA

Past

December 18, 2000 - August 22, 2002

E*TRADE SECURITIES LLC

CRD#: 29106

JERSEY CITY, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(8/1/2017)

IAR

Georgia
(5/16/2017)

IAR

Michigan
(4/6/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 1/19/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 12/15/2000

General Securities Representative Examination

Current Firm

CWPIM

CONSCIENTIOUS WEALTH PLANNING AND INVESTMENT MANAGEMENT LLC | CWPIM | CONSCIENTIOUS WEALTH PLANNING AND MANAGEMENT, LLC | CONSCIENTIOUS WEALTH PLANNING AND INVESTMENT MANAGEMENT, LLC

CRD#: 288024 / SEC#:

Florida

Registered Investment Advisory firm - (8/1/2017 Approved)

Georgia

Registered Investment Advisory firm - (5/16/2017 Approved)

Michigan

Registered Investment Advisory firm - (4/6/2022 Approved)

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Contact information

Main Address

2475 Northwinds Parkway Suite 200, Alpharetta, GA 30009

Mailing Address

Phone number

(770) 596-2692

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	92
AUM (Assets Under Management)	$ 15,402,897

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Ali M. Syed

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ali Mohammad Syed's CRS (Customer Relationship Summary).

Certified licenses

Experience

CWPIM

BANC OF AMERICA INVESTMENT SERVICES, INC.

E*TRADE SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 1/19/2001

Series 7

Date: 12/15/2000

Current Firm

CWPIM

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CWPIM

TRUST BUT VERIFY

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