David Raine

ADHESION WEALTH ADVISOR SOLUTIONS

Merrimac, MA

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CRD#: 4165891

Professional summary

David Raine, who also goes by David M Raine, is a registered financial advisor currently at ADHESION WEALTH ADVISOR SOLUTIONS located in Merrimac, Massachusetts.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. David has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 55, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

David M Raine

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Poplar Hill Homeowners Association. Not investment related. 16 Poplar Hill Circle, Merrimac, MA 01860. Start date: 1/1/2019. Homeowners association. President. 2 hours per month, 0 hrs during trading hours. president of homeowners association. 2. EZ Test Pool Supplies: Not investment Related. 28 Main St, Plaistow NH. Start date: 5/14/2023. Associate: Sales for a seasonal family pool business. 10 hrs/month, 0 hrs/trading.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Raine's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 22, 2024 - Present

ADHESION WEALTH ADVISOR SOLUTIONS

RIA

CRD#: 143593

Merrimac, MA

Past

August 12, 2021 - February 11, 2022

WEALTHFORGE SECURITIES, LLC

CRD#: 152550

RICHMOND, VA

Past

June 4, 2019 - December 17, 2019

OSAIC WEALTH, INC.

RIA

CRD#: 23131

MERRIMAC, MA

Past

February 4, 2019 - December 17, 2019

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

April 12, 2016 - February 4, 2019

VOYA FINANCIAL ADVISORS, INC.

RIA

CRD#: 2882

MERRIMAC, MA

Past

March 3, 2016 - February 4, 2019

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

WINDSOR, CT

Past

September 24, 2004 - February 16, 2016

INVESTORS CAPITAL CORP.

RIA

CRD#: 30613

LYNNFIELD, MA

Past

June 5, 2003 - February 16, 2016

INVESTORS CAPITAL CORP.

CRD#: 30613

LYNNFIELD, MA

Past

August 24, 2000 - May 6, 2003

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP

CRD#: 7325

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ADHESION WEALTH ADVISOR SOLUTIONS

ADHESION WEALTH ADVISOR SOLUTIONS | ATRIA INVESTMENTS, INC. | ATRIA INVESTMENTS LLC | ATRIA INVESTMENT MANAGEMENT, LLC | ATRIA INVESTMENT MANAGEMENT

CRD#: 143593 / SEC#: 801-67829

RIA

Registered Investment Advisory firm - (4/24/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(4/22/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/23/2004

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 4/26/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 2/13/2006

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 12/9/2003

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/23/2000

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/18/2004

General Securities Principal Examination

Current Firm

ADHESION WEALTH ADVISOR SOLUTIONS

ADHESION WEALTH ADVISOR SOLUTIONS | ATRIA INVESTMENTS, INC. | ATRIA INVESTMENTS LLC | ATRIA INVESTMENT MANAGEMENT, LLC | ATRIA INVESTMENT MANAGEMENT

CRD#: 143593 / SEC#: 801-67829

RIA

Registered Investment Advisory firm - (4/24/2007 Approved)

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Contact information

Main Address

2825 South Blvd Suite 500, Charlotte, NC 28209

Mailing Address

Phone number

(888) 295-8351

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (53 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

ADHESION WEALTH ADVISOR SOLUTIONS: FORM ADV PART 2 BROCHURE 2024_12.2.24 (4/16/2025)

Regulatory assets under management

Total Number of Accounts	32,716
AUM (Assets Under Management)	$ 10,425,682,263

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

David Raine

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Raine's CRS (Customer Relationship Summary).

Certified licenses

Experience

WEALTHFORGE SECURITIES, LLC

OSAIC WEALTH, INC.

OSAIC WEALTH, INC.

VOYA FINANCIAL ADVISORS, INC.

VOYA FINANCIAL ADVISORS, INC.

INVESTORS CAPITAL CORP.

INVESTORS CAPITAL CORP.

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP

Primary Firm SEC Registration

ADHESION WEALTH ADVISOR SOLUTIONS

State Registrations and Notice Filings

Exams

Series 66

Date: 9/23/2004

Series 63

Date: 4/26/2001

SIE

Date: 10/1/2018

Series 55

Date: 2/13/2006

Series 7

Date: 12/9/2003

Series 6

Date: 8/23/2000

Series 24

Date: 5/18/2004

Current Firm

ADHESION WEALTH ADVISOR SOLUTIONS

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ADHESION WEALTH ADVISOR SOLUTIONS

TRUST BUT VERIFY

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