Jeffrey M. Fine

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CRD#: 4165750

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jeffrey Marc Fine, who also goes by Jeffrey M Fine, Jeffrey Fine, was a registered financial professional .

Jeffrey is a previously registered financial professional and started their career in finance in 2000. Jeffrey had worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Jeffrey M Fine | Jeffrey Fine

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) FINE WEALTH MANAGEMENT; INVESTMENT RELATED; 433 PLAZA REAL, SUITE 275, BOCA RATON, FL 33432; FINANCIAL SERVICES/DBA; FINANCIAL ADVISOR DBA BRANCH OFFICE OF STAR CAPITAL INC.; 11/01/2013; 160 HOURS PER MONTH DURING TRADING AND NON-TRADING HOURS; SALES AND SERVICE OF INSURANCE AND INVESTMENTS PRODUCTS. 2) BLUE LOBSTER STRATEGIC PARTNERS, LLC; NON-INVESTMENT RELATED; 433 PLAZA REAL, SUITE 275, BOCA RATON, FL 33432; BUSINESS CONSULTING; CEO; 01/2021; APPROX. 40 HOURS PER MONTH DURING TRADING AND NON-TRADING HOURS; MANAGING CONSULTING RELATIONSHIPS.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

June 1, 2022 - July 30, 2025

STAR CAPITAL INC.

RIA

CRD#: 171057

EDINA, MN

Past

March 23, 2021 - June 2, 2022

STRATEGIC ASSET MANAGEMENT LLC.

RIA

CRD#: 306384

Boca Raton, FL

Past

November 15, 2018 - December 31, 2020

STAR CAPITAL INC.

RIA

CRD#: 171057

Boca Raton, FL

Past

October 14, 2016 - October 24, 2018

INDEPENDENT SOLUTIONS WEALTH MANAGEMENT, LLC

RIA

CRD#: 144733

Williamsville, NY

Past

July 28, 2016 - October 14, 2016

BLACKRIDGE ASSET MANAGEMENT, LLC

RIA

CRD#: 277085

WILLIAMSVILLE, NY

Past

July 1, 2016 - October 24, 2018

PEAK BROKERAGE SERVICES, LLC

CRD#: 157045

Williamsville, NY

Past

November 18, 2013 - July 6, 2016

VOYA FINANCIAL ADVISORS, INC.

RIA

CRD#: 2882

WILLIAMSVILLE, NY

Past

November 6, 2013 - July 6, 2016

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

WILLIAMSVILLE, NY

Past

January 13, 2012 - November 11, 2013

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

WILLIAMSVILLE, NY

Past

September 20, 2011 - November 11, 2013

EQUITABLE ADVISORS, LLC

CRD#: 6627

WILLIAMSVILLE, NY

Past

September 9, 2010 - April 27, 2011

FINTRUST CAPITAL ADVISORS, LLC

RIA

CRD#: 145460

GREENVILLE, SC

Past

June 8, 2010 - May 3, 2011

SILVER OAK SECURITIES, INCORPORATED

CRD#: 46947

JACKSON, TN

Past

April 2, 2007 - June 23, 2008

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

PALM DESERT, CA

Past

April 2, 2007 - June 23, 2008

MORGAN STANLEY & CO. LLC

CRD#: 8209

PALM DESERT, CA

Past

June 21, 2006 - April 2, 2007

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

PALM DESERT, CA

Past

May 21, 2004 - April 2, 2007

MORGAN STANLEY DW INC.

CRD#: 7556

PALM DESERT, CA

Past

May 26, 2000 - June 2, 2004

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STAR CAPITAL INC.

RIDGELINE FINANCIAL STRATEGIES | STRATEGIC RETIREMENT SOLUTIONS | STAR CAPITAL INC.

CRD#: 171057 / SEC#: 801-128552

RIA

Registered Investment Advisory firm - (8/11/2023 Approved)

Arkansas

Registered Investment Advisory firm - (8/15/2023 Terminated)

Florida

Registered Investment Advisory firm - (8/15/2023 Terminated)

Illinois

Registered Investment Advisory firm - (8/15/2023 Terminated)

Iowa

Registered Investment Advisory firm - (8/15/2023 Terminated)

Louisiana

Registered Investment Advisory firm - (8/15/2023 Terminated)

Minnesota

Registered Investment Advisory firm - (9/25/2023 Terminated)

New Jersey

Registered Investment Advisory firm - (8/17/2023 Terminated)

New York

Registered Investment Advisory firm - (8/15/2023 Terminated)

Texas

Registered Investment Advisory firm - (8/15/2023 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/11/2000

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/2/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/25/2000

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 11/9/2005

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 10/18/2005

General Securities Sales Supervisor - Options Module Examination

Current Firm

STAR CAPITAL INC.

RIDGELINE FINANCIAL STRATEGIES | STRATEGIC RETIREMENT SOLUTIONS | STAR CAPITAL INC.

CRD#: 171057 / SEC#: 801-128552

RIA

Registered Investment Advisory firm - (8/11/2023 Approved)

Arkansas

Registered Investment Advisory firm - (8/15/2023 Terminated)

Florida

Registered Investment Advisory firm - (8/15/2023 Terminated)

Illinois

Registered Investment Advisory firm - (8/15/2023 Terminated)

Iowa

Registered Investment Advisory firm - (8/15/2023 Terminated)

Louisiana

Registered Investment Advisory firm - (8/15/2023 Terminated)

Minnesota

Registered Investment Advisory firm - (9/25/2023 Terminated)

New Jersey

Registered Investment Advisory firm - (8/17/2023 Terminated)

New York

Registered Investment Advisory firm - (8/15/2023 Terminated)

Texas

Registered Investment Advisory firm - (8/15/2023 Terminated)

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Contact information

Main Address

200 Southdale Center, Edina, MN 55435

Mailing Address

Phone number

(651) 444-1116

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	1,572
AUM (Assets Under Management)	$ 143,466,937

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jeffrey M. Fine

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

STRATEGIC ASSET MANAGEMENT LLC.

STAR CAPITAL INC.

INDEPENDENT SOLUTIONS WEALTH MANAGEMENT, LLC

BLACKRIDGE ASSET MANAGEMENT, LLC

PEAK BROKERAGE SERVICES, LLC

VOYA FINANCIAL ADVISORS, INC.

VOYA FINANCIAL ADVISORS, INC.

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

FINTRUST CAPITAL ADVISORS, LLC

SILVER OAK SECURITIES, INCORPORATED

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

CITIGROUP GLOBAL MARKETS INC.

Primary Firm SEC Registration

STAR CAPITAL INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 8/11/2000

Series 63

Date: 6/2/2000

SIE

Date: 10/1/2018

Series 7

Date: 5/25/2000

Series 10

Date: 11/9/2005

Series 9

Date: 10/18/2005

Current Firm

STAR CAPITAL INC.

Contact information

SEC notice filing (9 States and Territories)

Documents

Regulatory assets under management

Red Flags

Company Information

STAR CAPITAL INC.

TRUST BUT VERIFY

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