Linda S. Schwarz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Linda Sue Schwarz, who also goes by Linda Sue Levinson, Linda Sue Schwartz, was a registered financial professional .
Linda is a previously registered financial professional and started their career in finance in 1969. Linda had worked at 13 firms and has passed the Series 63, PC and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 8, 2002 - July 15, 2010
JESUP & LAMONT SECURITIES CORP
July 19, 2000 - June 20, 2002
LAIDLAW GLOBAL SECURITIES, INC.
April 11, 1999 - September 30, 1999
COLEMAN & COMPANY SECURITIES, INC.
September 21, 1995 - September 24, 1998
DOMINARI SECURITIES LLC
November 26, 1990 - August 1, 1995
GILFORD SECURITIES INCORPORATED
September 18, 1990 - October 10, 1990
JANNEY MONTGOMERY SCOTT LLC
January 13, 1989 - September 26, 1990
LEHMAN BROTHERS INC.
October 1, 1985 - January 21, 1989
GRUNTAL & CO., L.L.C.
April 7, 1977 - October 1, 1985
JII SECURITIES INC.
November 28, 1972 - April 8, 1977
BLACK STEIN KIMBALL, INC.
November 11, 1971 - January 6, 1973
REICH & CO., INC.
November 1, 1971 - December 11, 1971
WEIS SECURITIES, INC.
June 24, 1969 - June 14, 1973
BROOKDALE SECURITIES CORPORATI ON
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
PC
Date: 2/24/1977
AMEX Put and Call ExamSeries 1
Date: 6/23/1969
Registered Representative ExaminationCurrent Firm
JESUP & LAMONT SECURITIES CORP
CRD#: 39056 / SEC#: , 8-48893
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JESUP AND LAMONT, INC | OWNER | |
| HOLUB, WILLIAM C | FINOP, CFO, COO, CCO | 2680290 |
Disclosures
| Regulatory Event | 15 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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