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SS

Svetlana E. Simkina

EUREKA CAPITAL MARKETS
New York, NY 10017
Some features on this profile are disabled
CRD#: 4164965
SS

Professional summary

Svetlana Eduardovna Simkina is a registered financial professional currently at EUREKA CAPITAL MARKETS, LLC located in New York, New York.

Svetlana is registered as a RR (Registered Representative) and started their career in finance in 2000. Svetlana has worked at 2 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7 and Series 28 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Svetlana Eduardovna Simkina's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 11, 2002 - Present

EUREKA CAPITAL MARKETS, LLC

Office #1: 52 Vanderbilt Ave Suite 902, New York, NY 10017
BD
CRD#: 116873
New York, NY
Past

September 8, 2000 - July 24, 2002

KPMG CORPORATE FINANCE LLC

BD
CRD#: 103973
CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(12/11/2002)
RR
Kentucky
(2/10/2003)
RR
New York
(12/11/2002)

Exams

State Security Law Exam
RR
Series 63
Date: 8/8/2000
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/20/1999
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 28
Date: 4/21/2009
Introducing Broker/Dealer Financial Operations Principal Examination
SRO Registrations
RR
FINRA

Current Firm

EC
EUREKA CAPITAL MARKETS, LLC
EUREKA CAPITAL | EUREKA CAPITAL MARKETS, LLC

CRD#: 116873 / SEC#: , 8-53569

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
52 Vanderbilt Avenue Suite 902, New York, NY 10017
Mailing Address
52 Vanderbilt Avenue Suite 902, New York, NY 10017
Phone number
(646) 277-8420
Established
Delaware since 05/01/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (27 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
EUREKA CAPITAL PARTNERS LLCMANAGING MEMBER
ALTMAN, BRUCE SMANAGING DIRECTOR AND CCO1802688
FELDMAN, LESLIE HOPEMANAGING DIRECTOR2017877
HYMAN, MARKMANAGING DIRECTOR
SIMKINA, SVETLANA EDUARDOVNAMANAGING DIRECTOR & FINOP4164965

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

EUREKA CAPITAL MARKETS, LLC

CRD#: 116873New York, NY 10017

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