Anthony J. Carrino

ROBLE, BELKO AND COMPANY

NEWTOWN, PA

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CRD#: 41649

Professional summary

Anthony John Carrino MR., CFP®, who also goes by Anthony John Carrino, is a registered financial advisor currently at ROBLE, BELKO AND COMPANY, INC. located in Newtown, Pennsylvania.

Anthony is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1973. Anthony has worked at 9 firms and has passed the Series 66, Series 63, Series 3, Series 1 and Series 40 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Anthony John Carrino

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

SYCAMORE CONSULTING SOLE PROPRIETOR INVESTMENT - 10 HRS PER WK CONSULTING - PHONE FROM HOME ADDRESS NO HOURS DURING TRADING

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anthony John Carrino MR.'s CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2002

Experience

Current

March 29, 2005 - Present

ROBLE, BELKO AND COMPANY, INC.

RIA

CRD#: 123286

NEWTOWN, PA

Past

April 11, 2003 - July 21, 2003

COMPREHENSIVE INVESTMENT SOLUTIONS, LLC

RIA

CRD#: 119284

YARDLEY, PA

Past

February 21, 2003 - May 11, 2005

EMMET & CO, INC.

CRD#: 15993

FAR HILLS, NJ

Past

March 11, 2002 - April 22, 2002

FIRST INSTITUTIONAL SECURITIES, L.L.C.

CRD#: 23910

WEST PATERSON, NJ

Past

September 6, 2001 - July 21, 2003

CPA INVESTMENT SOLUTIONS, LLC

RIA

CRD#: 108317

YARDLEY, PA

Past

May 31, 2001 - April 3, 2003

COMPREHENSIVE INVESTMENT SOLUTIONS INC

RIA

CRD#: 107055

YARDLEY, PA

Past

April 26, 1995 - October 24, 2000

GLEACHER & COMPANY SECURITIES, INC.

CRD#: 298

NEW YORK, NY

Past

January 3, 1975 - March 28, 1995

CREDIT SUISSE SECURITIES (USA) LLC

CRD#: 816

NEW YORK, NY

Past

September 4, 1973 - March 1, 1975

HORNBLOWER & WEEKS - HEMPHILL, NOYES INCORPORATED

CRD#: 412

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ROBLE, BELKO AND COMPANY, INC.

ROBLE ASSET MANAGEMENT COMPANY | ROBLE, BELKO AND COMPANY, INC.

CRD#: 123286 / SEC#: 801-61829

RIA

Registered Investment Advisory firm - (3/31/2003 Approved)

Pennsylvania

Registered Investment Advisory firm - (4/8/2003 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(3/29/2005)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/19/2002

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 4/9/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 11/5/1984

National Commodity Futures Examination

General Industry/Product Exam

Series 1

Date: 8/23/1973

Registered Representative Examination

Principal/Supervisory Exam

Series 40

Date: 8/21/1978

Registered Principal Examination

Current Firm

ROBLE, BELKO AND COMPANY, INC.

ROBLE ASSET MANAGEMENT COMPANY | ROBLE, BELKO AND COMPANY, INC.

CRD#: 123286 / SEC#: 801-61829

RIA

Registered Investment Advisory firm - (3/31/2003 Approved)

Pennsylvania

Registered Investment Advisory firm - (4/8/2003 Terminated)

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Contact information

Main Address

1603 Carmody Court Suite 401, Sewickley, PA 15143

Mailing Address

Phone number

(724) 935-4990

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ROBLE, BELKO AND COMPANY ADV PART 2 BROCHURE (2/18/2025)

Regulatory assets under management

Total Number of Accounts	1,048
AUM (Assets Under Management)	$ 1,075,569,668

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/27/2025	Cover Page	Report
09/18/2023	Cover Page	Report
08/17/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Anthony J. Carrino

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anthony John Carrino MR.'s CRS (Customer Relationship Summary).

Certified licenses

Experience

COMPREHENSIVE INVESTMENT SOLUTIONS, LLC

EMMET & CO, INC.

FIRST INSTITUTIONAL SECURITIES, L.L.C.

CPA INVESTMENT SOLUTIONS, LLC

COMPREHENSIVE INVESTMENT SOLUTIONS INC

GLEACHER & COMPANY SECURITIES, INC.

CREDIT SUISSE SECURITIES (USA) LLC

HORNBLOWER & WEEKS - HEMPHILL, NOYES INCORPORATED

Primary Firm SEC Registration

ROBLE, BELKO AND COMPANY, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 12/19/2002

Series 63

Date: 4/9/1986

Series 3

Date: 11/5/1984

Series 1

Date: 8/23/1973

Series 40

Date: 8/21/1978

Current Firm

ROBLE, BELKO AND COMPANY, INC.

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

ROBLE, BELKO AND COMPANY, INC.

TRUST BUT VERIFY

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