Reyna Rosario
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Reyna Rosario, who also goes by Rosario Reyna, was a registered financial professional .
Reyna is a previously registered financial professional and started their career in finance in 2002. Reyna had worked at 5 firms and has passed the Series 66, Series 87, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 11, 2011 - August 27, 2012
STATETRUST INVESTMENTS INC.
March 17, 2010 - December 23, 2010
VECTORGLOBAL IAG, INC.
January 11, 2010 - December 23, 2010
VECTORGLOBAL WMG
October 10, 2003 - January 4, 2010
CITIGROUP GLOBAL MARKETS INC.
February 6, 2002 - June 26, 2002
CASIMIR CAPITAL L.P.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
STATETRUST INVESTMENTS INC.
CRD#: 104651 / SEC#: , 8-52954
Contact information
FINRA licenses (23 States and Territories)
Disclosures
| Regulatory Event | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
